# ARQUE CAPITAL, LTD.

ARQUE CAPITAL, LTD. of PHOENIX, AZ is an SEC-registered investment adviser.

## Registration

- CRD: 121192
- Type: SEC-registered investment adviser
- SEC file number: 801-70283
- Location: 5080 NORTH 40TH STREET, SUITE 103, PHOENIX, AZ, 85018
- Phone: 602-971-9000
- Latest filing: 2011-06-24
- Clients: 51

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| NING MICHAEL CHENG | C0-PRESIDENT & CEO; CEO & CHAIRMAN; CHIEF COMPLIANCE OFFICER (+2 more) | — |
| KUWABARA AUDREY MARI | CHIEF RISK MANAGEMENT OFFICER; DIRECTOR OF RISK MANAGEMENT; DIRECTOR OF RISK MANAGEMENT / CHIEF COMPLIANCE OFFICER | — |
| WASHBURN STEPHEN PAUL | CHIEF OPERATIONS OFFICER | — |
| THORNTON ROBERT LEE | FINOP | — |
| WADE MARY LOUISE | CO-PRESIDENT | — |
| SULLIVAN JAMES CHESTER | OPTIONS PRINCIPAL | — |
| DINGMAN DOUGLAS ALBERT | MUNICIPAL PRINCIPAL | — |
| SCANLON TIMOTHY JOSEPH | DIRECTOR - PRIVATE CLIENT DIVISION; MANAGING DIRECTOR; SENIOR MANAGING DIRECTOR - ARIZONA | — |
| LECKLITER SHERYL A | FINOP | — |
| NIXON MARK CLAY | SENIOR MANAGING DIRECTOR - WEALTH MANAGEMENT | — |
| COURTRIGHT CARMEL ANNE | CHIEF COMPLIANCE OFFICER | — |
| ALOI STEPHEN ROBERT II | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/121192/brochure
- Similar advisers: https://search.stillhousedata.com/firm/121192/similar
- Related entities: https://search.stillhousedata.com/firm/121192/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/121192

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.