# MCGRATH & ASSOCIATES, INC.

MCGRATH & ASSOCIATES, INC. of ASHEVILLE, NC is an SEC-registered investment adviser.

## Registration

- CRD: 121197
- Type: SEC-registered investment adviser
- SEC file number: 801-125021
- Location: 12A BAY STREET, ASHEVILLE, NC, 28801
- Phone: 828-252-8228
- Latest filing: 2026-04-02
- Regulatory AUM: $155.9M
- Discretionary AUM: $155.9M
- Clients: 3
- Accounts: 701

## Business model

- Compensation: % of AUM, Hourly
- Clients served: Individuals, High net worth

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| Susan Lee Mcgrath | PRESIDENT/ CHIEF COMPLIANCE OFFICER | — |
| Nicole A Johnson | SECRETARY | — |
| Robert Edward Baschnagel | FINANCIAL ADVISOR; FINANCIAL ADVISOR AND VICE PRESIDENT | — |
| JOHNSON NICHOLAS A | SECRETARY | — |
| MCGRATH SUSAN LEE | PRESIDENT/ CHIEF COMPLIANCE OFFICER; VICE-PRESIDENT; VICE-PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| HOLCOMBE HAROLD EUGENE | PRESIDENT | — |
| BASCHNAGEL ROBERT EDWARD | FINANCIAL ADVISOR | — |
| Nicole A. Johnson | SECRETARY | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2014-07-10 | regulatory | DURING A ROUTINE REGULATORY EXAMINATION, THE NORTH CAROLINA SECURITIES DIVISION DETERMINED THAT ONE OF THE FIRM'S REPRESENTATIVE'S, ALTHOUGH FULLY QUALIFIED, HAD NOT BEEN PROPERLY REGISTERED. ONE OF THE FORMS REQUIRED HAD BEEN COMPLETED AND SUBMITTED, BUT FAILED TO UPLOAD ONTO THEIR SYSTEM DURING TH… | Final | $3K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/121197/brochure
- Similar advisers: https://search.stillhousedata.com/firm/121197/similar
- Related entities: https://search.stillhousedata.com/firm/121197/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/121197

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.