# SWISHER FINANCIAL CONCEPTS, INC.

SWISHER FINANCIAL CONCEPTS, INC. of WESTERVILLE, OH is an SEC-registered investment adviser.

## Registration

- CRD: 121384
- Type: SEC-registered investment adviser
- SEC file number: 801-115211
- Location: 612 OFFICE PARKWAY, SUITE B, WESTERVILLE, OH, 43082
- Phone: 614-890-1930
- Latest filing: 2026-03-12
- Regulatory AUM: $317.0M
- Discretionary AUM: $198.5M
- Non-discretionary AUM: $118.4M
- Clients: 8
- Accounts: 1,455

## Business model

- Compensation: % of AUM, Hourly, Fixed, Commissions
- Clients served: Individuals, High net worth, Pensions

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| Daniel Edward Wolford | PRESIDENT | — |
| Michael A Henn | DIRECTOR OF INVESTMENTS | — |
| Brett Scott Vandervort | DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER | — |
| Zachary Allen Kountz | VICE PRESIDENT AND SECRETARY | — |
| WOLFORD DANIEL EDWARD | PRESIDENT; PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| HENN MICHAEL A | DIRECTOR OF INVESTMENTS | — |
| VANDERVORT BRETT SCOTT | DIRECTOR OF OPERATIONS; DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER | — |
| KOUNTZ ZACHARY Allen | FINANCIAL ADVISOR; VICE PRESIDENT AND SECRETARY | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/121384/brochure
- Similar advisers: https://search.stillhousedata.com/firm/121384/similar
- Related entities: https://search.stillhousedata.com/firm/121384/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/121384

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.