# GENEVA ADVISORS, LLC

GENEVA ADVISORS, LLC of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 121629
- Type: SEC-registered investment adviser
- SEC file number: 801-61890
- Location: 181 W. MADISON ST, 35TH FLOOR, CHICAGO, IL, 60602-4690
- Phone: 312-422-1720
- Latest filing: 2017-03-15
- Regulatory AUM: $7.9B
- Discretionary AUM: $7.6B
- Non-discretionary AUM: $242.8M
- Clients: 101
- Accounts: 14,090

## Officers, owners & control persons (43)

_Showing 25 of 43 people._

| Name | Role | Location |
| --- | --- | --- |
| Pierce J David | CHIEF FINANCIAL OFFICER; PRINCIPAL; PRINCIPAL/CHIEF FINANCIAL OFFICER (+1 more) | Wellesley, MA |
| LEWIS PETER JAMES | PRINCIPAL | — |
| BRIDGES ROBERT CAMPBELL | PRINCIPAL | — |
| HUBER JOHN PATRICK | PRINCIPAL | — |
| ARADO JAMES JAY | PRINCIPAL | — |
| BRIDGES THOMAS SHELBY | PRINCIPAL | — |
| HUBER MORTIMER GEORGE | PRINCIPAL | — |
| KAPLAN RICHARD SAMUEL | PRINCIPAL | — |
| SHEINER RICHARD KURT | PRINCIPAL | — |
| RIDDELL STACEY DONNA | PRINCIPAL | — |
| ULRICH THOMAS WAYNE | CHIEF COMPLIANCE OFFICER/CHIEF COUNSEL; CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL; PRINCIPAL/CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | — |
| DHAWAN AMIT | PRINCIPAL | — |
| BROWN HUGH M | PRINCIPAL | — |
| ANDERSON JEFFREY DOUGLAS | PRINCIPAL | — |
| FARRELL JAMES L | PRINCIPAL | — |
| NEWSOM KURT MICHAEL | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER; PRINCIPAL, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| THOMAS PHILIP K | PRINCIPAL | — |
| SCOTT ERIC C | PRINCIPAL | — |
| GOALBY KELLY THOMAS | PRINCIPAL | — |
| MORTELL MICHAEL EDWARD | PRINCIPAL | — |
| KLEIN BRUCE LAWRENCE | PRINCIPAL | — |
| TYSON JON SCOT | PRINCIPAL | — |
| PITT CHRISTIAN MICHAEL | PRINCIPAL | — |
| JUDD RICHARD FRENCH | PRINCIPAL | — |
| MILLERICK ROBERT MICHAEL | CHIEF COMPLIANCE OFFICER | — |


## Private funds (5)

Mix: Private Equity Fund 3 · Other Private Fund 1 · Real Estate Fund 1

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| GENEVA ADVISORS GLOBAL EQUITY INCOME FUND, LDC | Other Private Fund | — | 26 | $10.4M | $100K |
| GNV PRIVATE EQUITY FUND I, LLC | Private Equity Fund | — | 52 | $9.7M | $100K |
| GENEVA SENIOR LIVING FUND, LLC | Private Equity Fund | — | 79 | $2.1M | $100K |
| GENEVA PRIVATE EQUITY FUND II | Private Equity Fund | — | 54 | $1.2M | $100K |
| GENEVA REAL ESTATE FUND, LLC | Real Estate Fund | — | 99 | $106K | $100K |


## Fund service providers (2)

- administrator: NAV CONSULTING — 2 funds
- administrator: CAYMAN NATIONAL BANK

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/121629/brochure
- Similar advisers: https://search.stillhousedata.com/firm/121629/similar
- Related entities: https://search.stillhousedata.com/firm/121629/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/121629

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.