# NWQ INVESTMENT MANAGEMENT COMPANY, LLC

NWQ INVESTMENT MANAGEMENT COMPANY, LLC of LOS ANGELES, CA is an SEC-registered investment adviser.

## Registration

- CRD: 121876
- Type: SEC-registered investment adviser
- SEC file number: 801-61379
- Location: 2029 CENTURY PARK EAST, 16TH FLOOR, LOS ANGELES, CA, 90067
- Phone: 310-712-4000
- Latest filing: 2021-11-11
- Regulatory AUM: $9.6B
- Discretionary AUM: $9.6B
- Clients: 35
- Accounts: 1,925

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| BAILEY CRAIG ODELL | EXECUTIVE VICE PRESIDENT | — |
| KEEFE MARY ELIZABETH | CHIEF COMPLIANCE OFFICER | — |
| IUDICE MARY ANN C | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| MENDEZ MICHAEL CASARES | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR | — |
| RAY THOMAS | MANAGING DIRECTOR | — |
| WHEELER GERALD WILLIS | GENERAL COUNSEL & CCO; GENERAL COUNSEL, MANAGING DIRECTOR & CCO | — |
| FRIEDEL EDWARD CLARENCE | MANAGING DIRECTOR, PORTFOLIO MANAGER | — |
| BOSSE JON DANIEL | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR; CO-HEAD OF NWQ, CHIEF INVESTMENT OFFICER; CO-PRESIDENT, CHIEF INVESTMENT OFFICER (+3 more) | — |
| TICHENOR SANDRA PELLE | CHIEF COMPLIANCE OFFICER | — |
| CONLIN JOHN EDWARD | CO-PRESIDENT; CO-PRESIDENT, CHIEF OPERATING OFFICER; CO-PRESIDENT, CHIEF OPPERATING OFFICER | — |
| MIZRACHI AVI MARK | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL; MANAGING DIRECTOR, GENERAL COUNSEL; MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER (+2 more) | — |
| LAVIA THOMAS JOSEPH | CO-HEAD OF NWQ, HEAD OF RESEARCH; MANAGING DIRECTOR | — |
| THOMAS PHYLLIS GREGORY | SENIOR MANAGING DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/121876/brochure
- Similar advisers: https://search.stillhousedata.com/firm/121876/similar
- Related entities: https://search.stillhousedata.com/firm/121876/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/121876

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.