# RIVERNORTH CAPITAL MANAGEMENT, LLC

RIVERNORTH CAPITAL MANAGEMENT, LLC of WEST PALM BEACH, FL is an SEC-registered investment adviser.

## Registration

- CRD: 122020
- Type: SEC-registered investment adviser
- SEC file number: 801-61533
- Location: 360 S. ROSEMARY AVE, SUITE 1420, WEST PALM BEACH, FL, 33401
- Phone: 561-484-7185
- Latest filing: 2026-03-31
- Regulatory AUM: $6.2B
- Discretionary AUM: $6.2B
- Clients: 20
- Accounts: 32

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| Brian Harold Schmucker | FOUNDER, MANAGER; SHAREHOLDER | — |
| Patrick William Galley | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGER; SHAREHOLDER | — |
| Jonathan Michael Mohrhardt | PRESIDENT AND CHIEF OPERATING OFFICER, MANAGER | — |
| Marcus Lane Collins | GENERAL COUNSEL, SECRETARY AND CHIEF COMPLIANCE OFFICER | — |
| CHAPMAN TIMOTHY ALLEN | VICE-PRESIDENT | — |
| SCHMUCKER BRIAN HAROLD | FOUNDER, MANAGER; PRESIDENT; PRESIDENT, MANAGER (+1 more) | — |
| FRANCISCO RICHARD TODD | CHIEF COMPLIANCE OFFICER; INVESTMENT ADVISOR REPRESENTATIVE; VICE PRESIDENT (+2 more) | — |
| GALLEY PATRICK W | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER, MANAGER; SHAREHOLDER | — |
| SHOLEM DAVID | SHAREHOLDER | — |
| ROBERSON RAMONA | ACTIVE | — |
| BRAUN MELISSA ANN | CHIEF COMPLIANCE OFFICER | — |
| COLLINS MARCUS LANE | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL, SECRETARY AND CHIEF COMPLIANCE OFFICER | — |
| BEASLEY DONALD LAWRENCE | SECRETARY/TREASURER | — |
| MOHRHARDT JONATHAN MICHAEL | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MANAGER; CHIEF COMPLIANCE OFFICER, MANAGER (+3 more) | — |
| O'NEILL STEPHEN ANDREW | PORTFOLIO MANAGER | — |
| GALLEY PATRICK WILLIAM | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGER; CHIEF INVESTMENT OFFICER, MANAGER; SHAREHOLDER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/122020/brochure
- Similar advisers: https://search.stillhousedata.com/firm/122020/similar
- Related entities: https://search.stillhousedata.com/firm/122020/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/122020

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.