# WMS ADVISORS, LLC

WMS ADVISORS, LLC of CHARLOTTE, NC is an SEC-registered investment adviser.

## Registration

- CRD: 122224
- Type: SEC-registered investment adviser
- SEC file number: 801-109946
- Location: 6135 PARK SOUTH DRIVE, SUITE 510, CHARLOTTE, NC, 28210
- Phone: 301-294-7804
- Latest filing: 2026-07-22
- Regulatory AUM: $280.9M
- Discretionary AUM: $249.2M
- Non-discretionary AUM: $31.7M
- Clients: 7
- Accounts: 411

## Business model

- Compensation: % of AUM, Hourly
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| David Robert Williams | IAR; INVESTMENT ADVISER REPRESENTATIVE; MANAGING MEMBER | — |
| Thomas Gaines Maclennan | CHIEF COMPLIANCE OFFICER & IAR; MANAGING MEMBER; MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |
| WILLIAMS BRYAN ROBERT | IAR; MANAGING MEMBER; MANAGING PRINCIPAL (+2 more) | — |
| SAKALA CASSANDRA MARIE | CHIEF COMPLIANCE OFFICER | — |
| MACLENNAN THOMAS GAINES | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & IAR; MANAGING MEMBER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/122224/brochure
- Similar advisers: https://search.stillhousedata.com/firm/122224/similar
- Related entities: https://search.stillhousedata.com/firm/122224/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/122224

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.