# PUTNAM INVESTMENTS LIMITED

PUTNAM INVESTMENTS LIMITED of LONDON is an SEC-registered investment adviser.

## Registration

- CRD: 122254
- Type: SEC-registered investment adviser
- SEC file number: 801-61441
- Location: CANNON PLACE, 78 CANNON STREET, LONDON, EC4N 6HL
- Phone: 011-44-20-7907-8200
- Latest filing: 2024-08-13
- Regulatory AUM: $3.0B
- Discretionary AUM: $2.8B
- Non-discretionary AUM: $193.7M
- Clients: 15
- Accounts: 21

## Officers, owners & control persons (37)

_Showing 25 of 37 people._

| Name | Role | Location |
| --- | --- | --- |
| DAVIS CATHERINE LEE | DIRECTOR, CHIEF EXECUTIVE OFFICER | — |
| PETERS JAMES F | DIRECTOR | — |
| RUYS DE PEREZ CHARLES ANTONY | MANAGING DIRECTOR; MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | — |
| WHISTON SANDRA C | DIRECTOR, HEAD OF INSTITUTIONAL MANAGEMENT | — |
| LEVEILLE ROBERT R | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| SIMON ANTON | DIRECTOR; MANAGING DIRECTOR | — |
| PUDDLE DAVID G | DIRECTOR | — |
| PETITTI JOSEPH P | TREASURER | — |
| HALL TRACEY MICHELLE | COMPLIANCE OFFICER - LONDON | — |
| POLLARD MARK D | DIRECTOR, CHIEF EXECUTIVE OFFICER | — |
| BONEPARTH JOHN FREDERICK | DIRECTOR | — |
| GOULD JEFFREY LEWIS | DIRECTOR | — |
| DESMARAIS PAUL GUY | SHAREHOLDER, DIRECTOR; TRUSTEE | — |
| RICHER CLARE | DIRECTOR | — |
| PHOENIX JOSEPH THOMAS | DIRECTOR | — |
| MCCORMACK ALAN GRAHAM | DIRECTOR | — |
| COHEN RONALD B | CHIEF EXECUTIVE; DIRECTOR; DIRECTOR, CHIEF EXECUTIVE OFFICER | — |
| REILLY THOMAS V | CHAIRMAN OF THE BOARD AND DIRECTOR | — |
| SHORT HAROLD P | CHIEF COMPLIANCE OFFICER | — |
| MALEK ZIAD | DIRECTOR | — |
| MORTON JENNY SUE | DIRECTOR | — |
| CONNOLLY WILLIAM TONDORF | DIRECTOR | — |
| SIMON ANTON DERMOT | DIRECTOR | — |
| RUYS DE PEREZ CHARLES A | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | — |
| DAVIS SIMON | DIRECTOR, CHIEF EXECUTIVE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/122254/brochure
- Similar advisers: https://search.stillhousedata.com/firm/122254/similar
- Related entities: https://search.stillhousedata.com/firm/122254/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/122254

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.