# MORTGAGE INDUSTRY ADVISORY CORPORATION

MORTGAGE INDUSTRY ADVISORY CORPORATION of NEW YORK, NY is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 122337
- Type: SEC-registered investment adviser
- SEC file number: 801-72239
- Location: 1325 AVENUE OF THE AMERICAS, 28TH FLOOR, SUITE 2718, NEW YORK, NY, 10019
- Phone: 212-233-1250
- Latest filing: 2025-02-27
- Regulatory AUM: $1.4B
- Non-discretionary AUM: $1.4B
- Clients: 73
- Accounts: 19

## Business model

- Compensation: Fixed, Other
- Clients served: Other

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| [Robert Nathaniel Husted](https://search.stillhousedata.com/person/724773) | PRINCIPAL | — |
| [Paul Thomas Vanvalkenburg](https://search.stillhousedata.com/person/724774) | PRINCIPAL | — |
| [Ruth Friedman](https://search.stillhousedata.com/person/724775) | CHIEF FINANCIAL OFFICER | — |
| [Marilyn Degennaro Millington](https://search.stillhousedata.com/person/724776) | CHIEF COMPLIANCE OFFICER | — |
| [MILLINGTON MARILYN DEGENNARO](https://search.stillhousedata.com/person/785346) | CHIEF COMPLIANCE OFFICER | — |
| [HUSTED ROBERT NATHANIEL](https://search.stillhousedata.com/person/788767) | CHIEF COMPLIANCE OFFICER; PRINCIPAL | — |
| [VANVALKENBURG PAUL THOMAS](https://search.stillhousedata.com/person/788768) | PRINCIPAL | — |
| [FRIEDMAN RUTH](https://search.stillhousedata.com/person/820794) | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | — |


## Disclosures (1)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2023-09-11 | regulatory | ON SEPTEMBER 11, 2023, MIAC ENTERED INTO A SETTLEMENT (THE "SETTLEMENT") WITH THE SEC RELATING TO VIOLATING THE COMPLIANCE AND CODE OF ETHICS PROVISIONS OF SECTIONS 204A AND 206(4) OF THE ADVISERS ACT, AND RULES 204A-1 AND 206(4)-7 THEREUNDER OF THE ADVISERS ACT, BY NOT MAINTAINING COMPLIANCE POLICI… | Final | $100K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/122337/brochure
- Similar advisers: https://search.stillhousedata.com/firm/122337/similar
- Related entities: https://search.stillhousedata.com/firm/122337/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/122337

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.