# HERITAGE WEALTH MANAGEMENT, INC.

HERITAGE WEALTH MANAGEMENT, INC. of HOUSTON, TX is an SEC-registered investment adviser.

## Registration

- CRD: 122394
- Type: SEC-registered investment adviser
- SEC file number: 801-107506
- Location: 4400 POST OAK PARKWAY, SUITE 2510, HOUSTON, TX, 77027
- Phone: 713-871-9800
- Latest filing: 2026-02-19
- Regulatory AUM: $357.8M
- Discretionary AUM: $357.1M
- Non-discretionary AUM: $734K
- Clients: 6
- Accounts: 803

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| Brett Stephen Carleton | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| Ian Andrew Harris | FINANCIAL PLANNER | — |
| MICHALK DANIEL PAUL | CHIEF COMPLIANCE OFFICER/PRESIDENT; PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| CARLETON BRETT STEPHEN | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT | — |
| HARRIS MARK ANDREW | FINANCIAL PLANNER | — |
| Robert Boyd Dwyer | ADVISOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/122394/brochure
- Similar advisers: https://search.stillhousedata.com/firm/122394/similar
- Related entities: https://search.stillhousedata.com/firm/122394/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/122394

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.