# NORTHEAST FINANCIAL GROUP, INC.

NORTHEAST FINANCIAL GROUP, INC. of ALLENTOWN, PA is an SEC-registered investment adviser.

## Registration

- CRD: 122609
- Type: SEC-registered investment adviser
- SEC file number: 801-78187
- Location: 3435 WINCHESTER ROAD, SUITE 102, ALLENTOWN, PA, 18104
- Phone: 570-688-9898
- Latest filing: 2026-07-28
- Regulatory AUM: $1.4B
- Discretionary AUM: $708.0M
- Non-discretionary AUM: $734.8M
- Clients: 1
- Accounts: 1,710

## Business model

- Compensation: % of AUM, Hourly, Fixed, Performance
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Investment cos

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| Josh Robert Laychock | PRESIDENT | — |
| Robert Lee Hackenberg | CHIEF COMPLIANCE OFFICER | — |
| Alexander Farnum Lippitt | CHIEF INVESTMENT OFFICER | — |
| HACKENBERG ROBERT LEE | CHIEF COMPLIANCE OFFICER; PRESIDENT, TREASURER, DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| LAYCHOCK JOSH ROBERT | PRESIDENT; VICE PRESIDENT | — |
| Lippitt Alexander Farnum | CHIEF INVESTMENT OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2021-01-28 | regulatory | THE SEC ALLEGED THAT NORTHEAST VIOLATED SECTION 206(4) OF THE INVESTMENT ADVISERS ACT OF 1940 AND RULE 206(4)-2 THEREUNDER BY FAILING TO HAVE AUDITS PERFORMED, AND FAILING TO DELIVER AUDITED FINANCIAL STATEMENTS, FOR CERTAIN PRIVATE FUNDS AND OTHERWISE FAILED TO SATISFY THE REQUIREMENTS OF THE CUSTO… | Final | $75K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/122609/brochure
- Similar advisers: https://search.stillhousedata.com/firm/122609/similar
- Related entities: https://search.stillhousedata.com/firm/122609/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/122609

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.