# SOUND FINANCIAL MANAGEMENT, INC.

SOUND FINANCIAL MANAGEMENT, INC. of RALEIGH, NC is an SEC-registered investment adviser.

## Registration

- CRD: 122670
- Type: SEC-registered investment adviser
- SEC file number: 801-132274
- Location: 8362 SIX FORKS RD. SUITE 202, RALEIGH, NC, 27615
- Phone: 919-845-6600
- Latest filing: 2026-03-04
- Regulatory AUM: $134.1M
- Discretionary AUM: $134.1M
- Clients: 2
- Accounts: 440

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| William Brown Sloan | PRESIDENT/CCO | — |
| William Alex Sloan | VICE PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/122670/brochure
- Similar advisers: https://search.stillhousedata.com/firm/122670/similar
- Related entities: https://search.stillhousedata.com/firm/122670/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/122670

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.