# SAXONY CAPITAL MANAGEMENT, LLC

SAXONY CAPITAL MANAGEMENT, LLC of SAINT LOUIS, MO is an SEC-registered investment adviser.

## Registration

- CRD: 122692
- Type: SEC-registered investment adviser
- SEC file number: 801-68385
- Location: 11152 S TOWNE SQUARE, SAINT LOUIS, MO, 63123
- Phone: 314-963-9336
- Latest filing: 2026-08-03
- Regulatory AUM: $367.9M
- Discretionary AUM: $351.4M
- Non-discretionary AUM: $16.4M
- Clients: 6
- Accounts: 1,488

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: Individuals, High net worth, Pooled vehicles, Charities

## Officers, owners & control persons (20)

| Name | Role | Location |
| --- | --- | --- |
| Mark Stephen Thompson | CHIEF COMPLIANCE OFFICER | — |
| Kurt Robert Palos | SENIOR VICE PRESIDENT; VICE PRESIDENT | — |
| Ryan Christopher Klump | CHIEF OPERATING OFFICER; PRESIDENT | — |
| Christopher Zane Dye | COMPLIANCE ASSOCIATE | — |
| Lynn Rae Griffard | SENIOR VICE PRESIDENT | — |
| Charles Andrew Dairaghi | MEMBER; SENIOR VICE PRESIDENT | — |
| Richard Aaron Willson | SENIOR VICE PRESIDENT | — |
| Richard Edward Griffard | MEMBER; PRESIDENT | — |
| Brian Lesley Clark | MEMBER; SENIOR VICE PRESIDENT | — |
| CLARK MEGHANN L | ACTIVE | — |
| ELDER MICHAEL | ACTIVE; MEMBER | — |
| GRIFFARD RICHARD EDWARD | ACTIVE; MEMBER; PRESIDENT | — |
| DAIRAGHI CHARLES ANDREW | ACTIVE; CHIEF FINANCIAL OFFICER; HUMAN RESOURCES (+1 more) | — |
| SCAFIDI RICHARD STEPHEN | ACTIVE; MEMBER | — |
| SCHEIDT JAMES HENRY | ACTIVE; MEMBER | — |
| THOMPSON MARK STEPHEN | CHIEF COMPLIANCE OFFICER | — |
| CLARK BRIAN LESLEY | ACTIVE; MEMBER; SENIOR VICE PRESIDENT (+1 more) | — |
| HEDERMAN JOHN COOPER | COMPLIANCE OFFICER | — |
| PALOS KURT ROBERT | VICE PRESIDENT | — |
| KLUMP RYAN CHRISTOPHER | CHIEF OPERATING OFFICER | — |


## Disclosures (29)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2019-09-30 | regulatory | IA RELEASE 5385, SEPTEMBER 30, 2019: THE SECURITIES AND EXCHANGE COMMISSION DEEMS IT APPROPRIATE AND IN THE PUBLIC INTEREST THAT PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS BE INSTITUTED AGAINST SAXONY CAPITAL MANAGEMENT, LLC ("RESPONDENT"). ON THE BASIS OF THIS ORDER AND RESPONDENT'S OFF… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/122692/brochure
- Similar advisers: https://search.stillhousedata.com/firm/122692/similar
- Related entities: https://search.stillhousedata.com/firm/122692/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/122692

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.