# NUVEEN INVESTMENTS ADVISERS, LLC

NUVEEN INVESTMENTS ADVISERS, LLC of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 123122
- Type: SEC-registered investment adviser
- SEC file number: 801-61502
- Location: 333 WEST WACKER DRIVE, CHICAGO, IL, 60606
- Phone: 312-917-7700
- Latest filing: 2018-03-27
- Regulatory AUM: $290.7M
- Discretionary AUM: $21.6M
- Non-discretionary AUM: $269.1M
- Clients: 24
- Accounts: 312

## Officers, owners & control persons (18)

| Name | Role | Location |
| --- | --- | --- |
| SCHWERTFEGER TIMOTHY RAYMOND | CHAIRMAN, CEO AND DIRECTOR | — |
| AMBOIAN JOHN PETER | PRESIDENT AND CHIEF EXECUTIVE OFFICER; PRESIDENT AND DIRECTOR | — |
| COHEN STUART JONA | MANAGER DIRECTOR, LEGAL COUNSEL; MANAGING DIRECTOR, ASSISTANT SECRETARY AND ASSISTANT GENERAL COUNSEL; MANAGING DIRECTOR, GENERAL COUNSEL (+2 more) | — |
| WILSON MARGARET EILEEN | SR., V.P. AND CONTROLLER | — |
| KEEFE MARY E | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR AND DIRECTOR OF COMPLIANCE | — |
| MARTIN LARRY WOODS | V.P., ASST. SECRETARY AND ASST. GENERAL COUNSEL | — |
| MACCARTHY JOHN L | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & SECRETARY; SENIOR VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | — |
| KEEFE MARY ELIZABETH | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | — |
| CROSSLEY LISA DIANE | V.P. AND DIRECTOR OF COMPLIANCE | — |
| HLAVACEK SHERRI A | CONTROLLER; VICE PRESDIENT AND CONTROLLER | — |
| RICHTER GLENN ROBERT | EXECUTIVE VICE PRESIDENT | — |
| BERKSHIRE ALAN GLENN | SR. V.P., SECRETARY AND GENERAL COUNSEL | — |
| SLEVIN MARK WILLIAM | DIRECTOR OF OPERATIONS; HEAD OF RETAIL SMA OPERATIONS | — |
| WHEELER FRANK LEE | EXECUTIVE VICE PRESIDENT | — |
| MEGGS DIANE S | CHIEF COMPLIANCE OFFICER | — |
| WACHTER AUSTIN PENN | CONTROLLER | — |
| SASVELD DEREK ALLAN | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | — |
| GRAVES CHARLES P | MANAGING DIRECTOR; SENIOR MANAGING DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/123122/brochure
- Similar advisers: https://search.stillhousedata.com/firm/123122/similar
- Related entities: https://search.stillhousedata.com/firm/123122/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/123122

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.