# CAPITAL PROSPECTS LLC

CAPITAL PROSPECTS LLC of STAMFORD, CT is an SEC-registered investment adviser.

## Registration

- CRD: 124171
- Type: SEC-registered investment adviser
- SEC file number: 801-64972
- Location: ONE DOCK STREET, SUITE 405, STAMFORD, CT, 06902
- Phone: 203-388-4220
- Latest filing: 2021-03-23
- Regulatory AUM: $1.4B
- Discretionary AUM: $1.4B
- Clients: 3
- Accounts: 3

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| [FREEMAN MARILYN RUTH](https://search.stillhousedata.com/person/751231) | MANAGER; MANAGER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER | — |
| [KNOPE ELIZABETH ANN](https://search.stillhousedata.com/person/751232) | MANAGER; MANAGER AND PRINCIPAL | — |
| [Talley Derek Anthony](https://search.stillhousedata.com/person/857503) | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/124171/brochure
- Similar advisers: https://search.stillhousedata.com/firm/124171/similar
- Related entities: https://search.stillhousedata.com/firm/124171/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/124171

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.