# YOSEMITE CAPITAL MANAGEMENT, LLC

YOSEMITE CAPITAL MANAGEMENT, LLC of NEWPORT BEACH, CA is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 124298
- Type: SEC-registered investment adviser
- SEC file number: 801-62374
- Location: 5120 BIRCH STREET, SUITE 100, NEWPORT BEACH, CA, 92660
- Phone: 714-730-3310
- Latest filing: 2026-03-31
- Regulatory AUM: $369.0M
- Discretionary AUM: $353.9M
- Non-discretionary AUM: $15.1M
- Clients: 8
- Accounts: 814

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Charities

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| Paul Henry Heckler | MANAGING DIRECTOR (SINCE 2001), CHIEF COMPLIANCE OFFICER (SINCE 2006) | — |
| HERTER GERALD EDWARD | MANAGING MEMBER; MEMBER | — |
| HIGASHI GERALD YOSHIHIKO | MEMBER | — |
| MILLARE MARILYN MERCADO | MEMBER | — |
| HIPSHMAN JEFFERY CLAUDE | MANAGING MEMBER; MEMBER | — |
| WILLIAMS STEVEN CRAIG | MANAGING MEMBER; MANAGING MEMBER, 17TH STREET INVESTMENTS, LLC; MEMBER | — |
| CAMPBELL CURTIS EUGENE | MANAGING MEMBER; MEMBER | — |
| HECKLER PAUL HENRY | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; MANAGING DIRECTOR (SINCE 2001), CHIEF COMPLIANCE OFFICER (SINCE 2006) (+1 more) | — |
| MARY ERIN THERESE | CHIEF COMPLIANCE OFFICER | — |
| CAMPBELL CURTIS | MEMBER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2010-03-17 | regulatory | SEC ADMINISTRATIVE RELEASE IA 40-3005, MARCH 17, 2010: THE SECURITIES AND EXCHANGE COMMISSION ("COMMISSION") DEEMS IT APPROPRIATE AND IN THE PUBLIC INTEREST THAT PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS BE, AND HEREBY ARE, INSTITUTED PURSUANT TO SECTIONS 203(E), 203(F) AND 203(K) OF TH… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/124298/brochure
- Similar advisers: https://search.stillhousedata.com/firm/124298/similar
- Related entities: https://search.stillhousedata.com/firm/124298/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/124298

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.