# ALLEN INVESTMENT MANAGEMENT, LLC

ALLEN INVESTMENT MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 124454
- Type: SEC-registered investment adviser
- SEC file number: 801-61985
- Location: 711 FIFTH AVENUE, 10TH FLOOR, NEW YORK, NY, 10022
- Phone: 212-832-8000
- Latest filing: 2026-03-30
- Regulatory AUM: $16.9B
- Discretionary AUM: $14.1B
- Non-discretionary AUM: $2.8B
- Clients: 28
- Accounts: 840

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: High net worth, Charities, Investment cos, Other

## Officers, owners & control persons (21)

| Name | Role | Location |
| --- | --- | --- |
| Herbert Iii Allen | PRESIDENT; SHAREHOLDER | — |
| Peter Nmn Diiorio | GENERAL COUNSEL | — |
| Ashok Bhushan Chachra | MANAGING DIRECTOR | — |
| Salima Vahabzadeh | CHIEF FINANCIAL OFFICER | — |
| Pruthvi Rajasekharaiah | CHIEF OPERATING OFFICER | — |
| Jodi Nmn Golinsky | CHIEF COMPLIANCE OFFICER & DEPUTY GENERAL COUNSEL | — |
| ROBERTS SCOTT ALLEN | EXECUTIVE COMMITTEE MEMBER | — |
| MEDINA KEVIN TODD | CHIEF COMPLIANCE OFFICER | — |
| CHACHRA ASHOK BHUSHAN | MANAGING DIRECTOR | — |
| WIELAND KIM MARIE | CHIEF FINANCIAL OFFICER; MANAGING DIRECTOR | — |
| ALLEN HERBERT III ANTHONY | PRESIDENT; SHAREHOLDER | — |
| GOULD PAUL ALAN | EXECUTIVE COMMITTEE MEMBER | — |
| DEAN ROBERT ALAN | EXECUTIVE COMMITTEE MEMBER | — |
| MAJID NATASHA ZALEEMA | CHIEF COMPLIANCE OFFICER | — |
| HART KENNETH MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| FANELLI ROSEMARY | CHIEF COMPLIANCE OFFICER | — |
| DIIORIO PETER | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER (+1 more) | — |
| ROSENBERG HENRY EDWARD | CHIEF COMPLIANCE OFFICER | — |
| VAHABZADEH SALIMA | CHIEF FINANCIAL OFFICER | — |
| RAJASEKHARAIAH PRUTHVI | CHIEF OPERATING OFFICER | — |
| Golinsky Jodi | CHIEF COMPLIANCE OFFICER & DEPUTY GENERAL COUNSEL | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/124454/brochure
- Similar advisers: https://search.stillhousedata.com/firm/124454/similar
- Related entities: https://search.stillhousedata.com/firm/124454/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/124454

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.