# GUINNESS ATKINSON ASSET MANAGEMENT, INC.

GUINNESS ATKINSON ASSET MANAGEMENT, INC. of PASADENA, CA is an SEC-registered investment adviser.

## Registration

- CRD: 124465
- Type: SEC-registered investment adviser
- SEC file number: 801-61667
- Location: 251 SOUTH LAKE AVE, SUITE 800, PASADENA, CA, 91101
- Phone: 626 628-2787
- Latest filing: 2026-03-30
- Regulatory AUM: $344.4M
- Discretionary AUM: $344.4M
- Clients: 41
- Accounts: 12

## Business model

- Compensation: % of AUM

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| James Joseph Atkinson | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER (10/2004) | — |
| Timothy Whitmore Newton Guinness | CHAIRMAN, CHIEF INVESTMENT OFFICER | — |
| Edmund Harriss | DIRECTOR | — |
| Edward Benjamin Guinness | DIRECTOR | — |
| Sam Wildy | CHIEF FINANCIAL OFFICER | — |
| ATKINSON JAMES JOSEPH | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER (10/2004) | — |
| GUINNESS TIMOTHY WHITMORE NEWTON | CHAIRMAN, CHIEF INVESTMENT OFFICER | — |
| HARRISS EDMUND | DIRECTOR | — |
| ROBINETTE GILES ANDREW DAVID | CHIEF FINANCIAL OFFICER | — |
| GUINNESS EDWARD BENJAMIN | DIRECTOR | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2015-11-11 | criminal | ON MAY 3, 2015, MR. GUINNESS WAS DRIVING A BOAT THAT WAS INVOLVED IN AN ACCIDENT ON A LAKE. SEVERAL PASSENGERS SUFFERED INJURIES; THE BOAT WAS DAMAGED AND SANK. MR. GUINNESS WAS CHARGED WITH THE OFFENSE OF "UNINTENTIONAL SHIPWRECK". THE COURT RECOGNIZED MR. GUINNESS' ACTIONS IN ASSISTING THE PASSENG… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/124465/brochure
- Similar advisers: https://search.stillhousedata.com/firm/124465/similar
- Related entities: https://search.stillhousedata.com/firm/124465/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/124465

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.