# EQUITAS CAPITAL ADVISORS,LLC

EQUITAS CAPITAL ADVISORS,LLC of NEW ORLEANS, LA is an SEC-registered investment adviser.

## Registration

- CRD: 124471
- Type: SEC-registered investment adviser
- SEC file number: 801-61979
- Location: 365 CANAL STREET, SUITE 3050, NEW ORLEANS, LA, 70130
- Phone: 504-569-9600
- Latest filing: 2026-03-30
- Regulatory AUM: $214.2M
- Discretionary AUM: $98.1M
- Non-discretionary AUM: $116.1M
- Clients: 6
- Accounts: 46

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Investment cos, Other

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| David Samuel Thomas | CHIEF EXECUTIVE OFFICER | — |
| Derek Louis Fossier | CHIEF COMPLIANCE OFFICER | — |
| GISCLAIR STEPHEN DERBY | CHIEF OPERATING OFFICER | — |
| THOMAS DAVID SAMUEL | CHIEF EXECUTIVE OFFICER | — |
| CHRISTINA SUSAN | CHIEF COMPLIANCE OFFICER | — |
| BODENHEIMER HENRY JAY | EXECUTIVE DIRECTOR | — |
| PETTIT ROBERT LEE | EXECUTIVE DIRECTOR | — |
| FOSSIER DEREK LOUIS | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2023-05-22 | regulatory | SCC OF VA ALLEGED THAT A REMOTE WORKER LOGGING IN FROM HOME CONSTITUTED A PLACE OF BUSINESS WITHIN VA, WHICH WOULD RESULT IN A FAILURE TO NOTICE FILE WITH THE STATE AGENCY. | Final | $4K |
| 2013-10-23 | regulatory | THE SEC ALLEGED THAT EQUITAS CAPITAL, LLC OVERBILLED CERTAIN CLIENTS, MADE FALSE/MISLEADING DISCLOSURES TO CLIENTS REGARDING HISTORICAL PERFORMANCE, COMPENSATION, CONFLICTS OF INTEREST, AND PRIOR EXAM DEFICIENCIES, FAILED TO CONDUCT ADEQUATE ANNUAL COMPLIANCE REVIEWS AND TO MAINTAIN ADEQUATE POLICIE… | Final | $100K |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| EQUITAS EVERGREEN FUND, L.P. | Hedge Fund | Delaware | 26 | $45.0M | $1.0M |


## Fund service providers (1)

- administrator: SS&C TECHNOLOGIES

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/124471/brochure
- Similar advisers: https://search.stillhousedata.com/firm/124471/similar
- Related entities: https://search.stillhousedata.com/firm/124471/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/124471

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.