# M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC

M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 124506
- Type: SEC-registered investment adviser
- SEC file number: 801-62585
- Location: 55 WEST 46TH STREET, SUITE 2801, NEW YORK, NY, 10036
- Phone: 212-730-2000
- Latest filing: 2026-03-31
- Regulatory AUM: $8.3M
- Discretionary AUM: $8.3M
- Clients: 6
- Accounts: 2

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (35)

_Showing 25 of 35 people._

| Name | Role | Location |
| --- | --- | --- |
| [Graeme Conway](https://search.stillhousedata.com/person/95562) | DIRECTOR | NEW YORK, NY |
| [Hugh Roy Lamle](https://search.stillhousedata.com/person/385978) | MEMBER | Sydney, C3 |
| [Steven Alan Shenfeld](https://search.stillhousedata.com/person/432104) | MEMBER | New York, NY |
| [Bobby Liu](https://search.stillhousedata.com/person/558011) | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | New York, NY |
| [Michael Edward Kernan](https://search.stillhousedata.com/person/661978) | DIRECTOR | — |
| [Martin Douglas Sass](https://search.stillhousedata.com/person/677639) | CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR; MEMBER | — |
| [Sam Harris Friedman](https://search.stillhousedata.com/person/677640) | CHIEF FINANCIAL OFFICER & DIRECTOR | — |
| [James Royce Murray Hooke](https://search.stillhousedata.com/person/726814) | DIRECTOR | — |
| [FORNI FREDERICK PETER](https://search.stillhousedata.com/person/729234) | DIRECTOR | — |
| [SASS MARTIN DOUGLAS](https://search.stillhousedata.com/person/733915) | CHAIRMAN/CHIEF EXECUTIVE OFFICER; CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR; CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR (+2 more) | — |
| [LAMLE HUGH ROY](https://search.stillhousedata.com/person/733916) | DIRECTOR; MEMBER; MEMBER/INDIRECT OWNER (+2 more) | — |
| [SIVIN PHILIP MATTHEW](https://search.stillhousedata.com/person/733917) | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR; SENIOR MANAGING DIRECTOR; SENIOR VICE PRESIDENT (+3 more) | — |
| [HICKEY SUSAN GARRISON](https://search.stillhousedata.com/person/733918) | CHIEF COMPLIANCE OFFICER | — |
| [FRANCESS ROBERT W](https://search.stillhousedata.com/person/733919) | VICE PRESIDENT, CHIEF FINANCIAL OFFICER | — |
| [LIU BOBBY](https://search.stillhousedata.com/person/733920) | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL; GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | — |
| [SHENFELD STEVEN ALAN](https://search.stillhousedata.com/person/734032) | DIRECTOR; MEMBER; MEMBER/INDIRECT OWNER (+1 more) | — |
| [FRANCESS ROBERT WILLIAM](https://search.stillhousedata.com/person/734107) | CHIEF FINANCIAL OFFICER | — |
| [YATES OLIVER TENNANT](https://search.stillhousedata.com/person/749470) | DIRECTOR | — |
| [ARDEN SCOTT D](https://search.stillhousedata.com/person/753805) | CHIEF FINANCIAL OFFICER | — |
| [LUCAS PETER BRUCE](https://search.stillhousedata.com/person/753807) | DIRECTOR | — |
| [WILKIE JEFFREY WILLIAM](https://search.stillhousedata.com/person/760236) | CHIEF FINANCIAL OFFICER; SENIOR CHIEF FINANCIAL OFFICER | — |
| [DARKE STEPHEN JON](https://search.stillhousedata.com/person/763432) | DIRECTOR | — |
| [FISHBANE DANIEL MITCHEL](https://search.stillhousedata.com/person/763433) | CHIEF FINANCIAL OFFICER | — |
| [WHEELER CHARLES WARWICK STILES](https://search.stillhousedata.com/person/763434) | DIRECTOR | — |
| [HALL JONATHAN A](https://search.stillhousedata.com/person/773800) | DIRECTOR | — |


## Private funds (2)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| M.D. SASS-MACQUARIE FINANCIAL STRATEGIES, LP | Private Equity Fund | Delaware | 86 | $8.0M | $5.0M |
| M.D. SASS-MACQUARIE FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLC | Private Equity Fund | Delaware | 5 | $3.6M | $250K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/124506/brochure
- Similar advisers: https://search.stillhousedata.com/firm/124506/similar
- Related entities: https://search.stillhousedata.com/firm/124506/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/124506

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.