# ANCORA ADVISORS LLC

ANCORA ADVISORS LLC of MAYFIELD HEIGHTS, OH is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 124674
- Type: SEC-registered investment adviser
- SEC file number: 801-61770
- Location: 6060 PARKLAND BOULEVARD, MAYFIELD HEIGHTS, OH, 44124
- Phone: 216-825-4000
- Latest filing: 2026-03-31
- Regulatory AUM: $4.6B
- Discretionary AUM: $2.7B
- Non-discretionary AUM: $2.0B
- Clients: 46
- Accounts: 307

## Business model

- Compensation: % of AUM, Fixed, Performance, Other
- Clients served: High net worth, Pooled vehicles, Investment cos, Other

## Officers, owners & control persons (20)

| Name | Role | Location |
| --- | --- | --- |
| Bernard Josef Michael | SHAREHOLDER | New York, NY |
| Frederick David Disanto | CHIEF EXECUTIVE OFFICER, CHAIRMAN | — |
| John Pewters Micklitsch | CHIEF INVESTMENT OFFICER; PRESIDENT | — |
| Jason P Geers | CHIEF COMPLIANCE OFFICER | — |
| SCACCO GUSTAVE JOSEPH | SHAREHOLDER | — |
| BARONE RICHARD ANTHONY | CHAIRMAN; CHAIRMAN, CEO, COO; CHAIRMAN, COO (+3 more) | — |
| HOPKINS BRIAN RAYMOND | VICE PRESIDENT | — |
| KUHR DAVID WILLIAM | CHIEF COMPLIANCE OFFICER | — |
| ZUCKER BRADLEY ALAN | CHIEF FINANCIAL OFFICER | — |
| RAIMONDO JAMES GERARD | SHAREHOLDER | — |
| DISANTO FRED DAVID | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, CHAIRMAN; PRESIDENT | — |
| AMATO DENIS JAMES | CHIEF INVESTMENT OFFICER; SHAREHOLDER | — |
| WOIDKE ERIC FRANCIS | SHAREHOLDER | — |
| BARONE CHRISTOPHER RICHARD | CHIEF COMPLIANCE OFFICER; SHAREHOLDER | — |
| MICKLITSCH JOHN PEWTERS | CHIEF INVESTMENT OFFICER; SHAREHOLDER | — |
| CUNNINGHAM FREDA MARIE | RISK OFFICER | — |
| SPIDALIERI JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER; CHIEF OPERATIONS OFFICER | — |
| GARRETT ELIZABETH JEAN | CHIEF FINANCIAL OFFICER | — |
| GEERS JASON P | CHIEF COMPLIANCE OFFICER | — |
| Matthew Martin D'Anniballe | CHIEF FINANCIAL OFFICER | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-12-18 | regulatory | IN 2018 ANCORA ADVISORS LLC DISCOVERED, THROUGH A ROUTINE SEC REVIEW, THAT SOME EMPLOYEE CONTRIBUTIONS, OVER THE $350 ALLOWABLE LIMIT AND NOT IN COMPLIANCE WITH RULE 206(4)-5, WERE MADE. | Final | $100K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/124674/brochure
- Similar advisers: https://search.stillhousedata.com/firm/124674/similar
- Related entities: https://search.stillhousedata.com/firm/124674/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/124674

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.