# STRATEGIC PLANNING GROUP, INC.

STRATEGIC PLANNING GROUP, INC. of WELLESLEY, MA is an SEC-registered investment adviser.

## Registration

- CRD: 124855
- Type: SEC-registered investment adviser
- SEC file number: 801-72178
- Location: 57 RIVER STREET, #306, WELLESLEY, MA, 02481
- Phone: 781-444-9010
- Latest filing: 2026-03-17
- Regulatory AUM: $218.6M
- Discretionary AUM: $212.6M
- Non-discretionary AUM: $6.0M
- Clients: 3
- Accounts: 724

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| Jarrod Andrew Sherman | CHIEF COMPLIANCE OFFICER | — |
| David Alexander Rourke | PRESIDENT | — |
| SHERMAN MARK ANDREW | CHIEF COMPLIANCE OFFICER; SHAREHOLDER | — |
| ROURKE DAVID ALEXANDER | DIRECTOR; PRESIDENT; SHAREHOLDER | — |


## Disclosures (8)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-11-09 | regulatory | THE ORDER FOUND THAT THE FIRM, ROURKE, AND SHERMAN INVESTED THE FIRM'S CLIENTS' FUNDS IN THE STOCK OF ECOARK HOLDINGS, INC. BUT HAD FAILED TO DISCLOSE TO SUCH CLIENTS THAT ROURKE AND SHERMAN HAD BOTH PERSONALLY INVESTED IN ECOARK STOCK AND HAD ALSO RECEIVED SHARES OF ECOARK STOCK IN EXCHANGE FOR PRO… | Final | $225K |
| 2018-11-09 | regulatory | THE ORDER FOUND THAT THE FIRM, ROURKE, AND SHERMAN INVESTED THE FIRM'S CLIENTS' FUNDS IN THE STOCK OF ECOARK HOLDINGS, INC. BUT HAD FAILED TO DISCLOSE TO SUCH CLIENTS THAT ROURKE AND SHERMAN HAD BOTH PERSONALLY INVESTED IN ECOARK STOCK AND HAD ALSO RECEIVED SHARES OF ECOARK STOCK IN EXCHANGE FOR PRO… | Final | $350K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/124855/brochure
- Similar advisers: https://search.stillhousedata.com/firm/124855/similar
- Related entities: https://search.stillhousedata.com/firm/124855/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/124855

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.