# INCOME & ASSET ADVISORY, INC.

INCOME & ASSET ADVISORY, INC. of ARMONK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 124955
- Type: SEC-registered investment adviser
- SEC file number: 801-69801
- Location: 80 BUSINESS PARK DRIVE, SUITE 108, ARMONK, NY, 10504
- Phone: 914-273-6800
- Latest filing: 2026-03-30
- Regulatory AUM: $174.8M
- Discretionary AUM: $137.8M
- Non-discretionary AUM: $37.0M
- Clients: 4
- Accounts: 541

## Business model

- Compensation: % of AUM, Hourly
- Clients served: High net worth, Pooled vehicles, Pensions, Other

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| Jason David Waxler | CHIEF COMPLIANCE OFFICER | — |
| Derek Anthony Ralston | PRINICPAL | — |
| BELLER KATHRYN PAYNE | CHIEF COMPLIANCE OFFICER | — |
| MCCAULEY WILLIAM PATRICK | PRESIDENT, CEO; PRESIDENT, CEO, AND CHIEF COMPLIANCE OFFICER | — |
| HAWE EILEEN MARY | VICE PRESIDENT, CHIEF INVESTMENT OFFICER | — |
| ORTIZ BRYNA LYNN | CHIEF OPERATIONS OFFICER | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| RAMSEY | NJ | 1 | 201-264-2715 |
| RAMSEY | NJ | 1 | 201-264-2715 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/124955/brochure
- Similar advisers: https://search.stillhousedata.com/firm/124955/similar
- Related entities: https://search.stillhousedata.com/firm/124955/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/124955

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.