# PRINCIPIUM INVESTMENTS LLC

PRINCIPIUM INVESTMENTS LLC of ORLANDO, FL is an SEC-registered investment adviser.

## Registration

- CRD: 124989
- Type: SEC-registered investment adviser
- SEC file number: 801-61768
- Location: 1800 PEMBROOK DRIVE, SUITE 300, ORLANDO, FL, 32810
- Phone: (303) 351-5353
- Latest filing: 2026-03-26
- Regulatory AUM: $225.4M
- Discretionary AUM: $225.4M
- Clients: 3
- Accounts: 508

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| Michael Patrick Tracy | CHIEF COMPLIANCE OFFICER; PRIMARY TRUSTEE | — |
| RICH THEODORE SPENCER | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER; PRESIDENT; PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| TRACY MICHAEL PATRICK | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER; MANAGING MEMBER & CHIEF COMPLIANCE OFFICER (+3 more) | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/124989/brochure
- Similar advisers: https://search.stillhousedata.com/firm/124989/similar
- Related entities: https://search.stillhousedata.com/firm/124989/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/124989

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.