# SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C.

SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C. of NICHOLASVILLE, KY is an SEC-registered investment adviser.

## Registration

- CRD: 125147
- Type: SEC-registered investment adviser
- SEC file number: 801-79371
- Location: 105 WIND HAVEN DRIVE, NICHOLASVILLE, KY, 40356
- Phone: 859-223-6333
- Latest filing: 2026-06-23
- Regulatory AUM: $800.5M
- Discretionary AUM: $800.5M
- Clients: 13
- Accounts: 2,066

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pensions, Corporations, Other

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| Charles Kelly Buckley | MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER | NICHOLASVILLE, KY |
| BUCKLEY CHARLES KELLY | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER; MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER (+2 more) | — |
| WOODS JOHN P | MANAGING DIRECTOR FOR INSURANCE PLANNING | — |
| NORFLEET BARRY WAYNE | CHIEF OPERATING OFFICER & GENERAL COUNSEL | — |
| WOODS JOSEPH PAYTON | MANAGING DIRECTOR FOR INSURANCE PLANNING | — |
| NORFLEET BARRY W | CHIEF OPERATING OFFICER & GENERAL COUNSEL | — |
| MUNCY JEFF L | MANAGING DIRECTOR FOR TAX PLANNING & PREPARATION | — |
| MUNCY JEFFERY LYNN | MANAGING DIRECTOR FOR TAX PLANNING & PREPARATION | — |
| EDNEY CHRISTOPHER BRIAN | SENIOR PORTFOLIO ANALYST; CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/125147/brochure
- Similar advisers: https://search.stillhousedata.com/firm/125147/similar
- Related entities: https://search.stillhousedata.com/firm/125147/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/125147

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.