# AEGIS CAPITAL, LLC

AEGIS CAPITAL, LLC of CHARLOTTE, NC is an SEC-registered investment adviser.

## Registration

- CRD: 125376
- Type: SEC-registered investment adviser
- SEC file number: 801-63063
- Location: 1310 SOUTH TRYON STREET, SUITE 105, CHARLOTTE, NC, 28203
- Phone: 704-895-6133
- Latest filing: 2012-03-26
- Regulatory AUM: $2.8M
- Discretionary AUM: $2.8M
- Clients: 11
- Accounts: 111

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| SCHWARTZ ERIC | CHIEF COMPLIANCE OFFICER | — |
| TURNER DOUGLAS STUART | SENIOR PORTFOLIO MANAGER | — |
| DARBY ALLEN MYLES | EXECUTIVE OFFICER; MANAGING MEMBER; MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER (+1 more) | — |
| NORTON JOSEPH WESTON | CHIEF COMPLIANCE OFFICER | — |
| CHURCH BRIAN TIMOTHY | NATIONAL SALES DIRECTOR | — |
| LAKIAN JOHN ROBIN | DIRECTOR; OWNER | — |
| BLAU ERIC CHARLES | CHIEF INVESTMENT OFFICER; OFFICER | — |
| STOREY MARY ELLEN | CHIEF COMPLIANCE OFFICER | — |
| LAMM DIANE WILSON | CHIEF OPERATING OFFICER | — |
| OSUNKWO DAVID IJEOMA | CHIEF COMPLIANCE OFFICER | — |
| ROE PETER TOMLINSON | CHIEF COMPLIANCE OFFICER | — |
| MONROE KENNETH DUNCAN | VICE PRESIDENT | — |
| NORTON STEPHEN DOUGLAS | MARKETING | — |
| CASS MARTIN | MEMBER | — |
| MOFFETT DONNA | SHAREHOLDER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/125376/brochure
- Similar advisers: https://search.stillhousedata.com/firm/125376/similar
- Related entities: https://search.stillhousedata.com/firm/125376/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/125376

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.