# RICE HALL JAMES & ASSOCIATES LLC

RICE HALL JAMES & ASSOCIATES LLC of SAN DIEGO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 125410
- Type: SEC-registered investment adviser
- SEC file number: 801-61905
- Location: 600 WEST BROADWAY SUITE 1000, SAN DIEGO, CA, 92101
- Phone: 619-239-9005
- Latest filing: 2026-05-06
- Regulatory AUM: $1.7B
- Discretionary AUM: $1.7B
- Clients: 23
- Accounts: 249

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles, Investment cos, Other

## Officers, owners & control persons (29)

_Showing 25 of 29 people._

| Name | Role | Location |
| --- | --- | --- |
| Timothy Alan Todaro | MANAGING MEMBER, PORTFOLIO MANAGER | San Diego, CA |
| Thuong-Thao Nguyen Buu-Hoan | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | San Diego, CA |
| Thomas W Mcdowell | CHAIRMAN EMERITUS | — |
| Carl Martin Obeck | MEMBER, CHIEF FINANCIAL OFFICER | — |
| Janine Ann Marquez | CHIEF COMPLIANCE OFFICER | — |
| Gary Schuler Rice | PORTFOLIO MANAGER | — |
| Louis Millett Holtz | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | — |
| Yossef Ytzhak Lipsker | MANAGING MEMBER, PORTFOLIO MANAGER | — |
| Daniel Steven Sargen | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | — |
| SILVERA DAVID DIBLEE | ROSEMONT REPRESENTATIVE | — |
| BURKHART CHARLES B | MANAGER | — |
| HAMILTON PHILIP THOMAS | MANAGEMENT COMMITTEE; PRESIDENT & TREASURER, MANAGEMENT COMMITTEE; PRESIDENT & TREASURER, MANAGEMENT COMMITTEE, AND CHIEF COMPLIANCE OFFICER | — |
| MCDOWELL THOMAS W | BOARD OF MANAGERS; CEO, MANAGEMENT COMMITTEE; CHIEF EXECUTIVE OFFICER AND MANAGEMENT COMMITTEE (+4 more) | — |
| SILVERA DAVID D | MANAGEMENT COMMITTEE | — |
| TODARO TIMOTHY ALAN | BOARD OF MANAGERS; MANAGEMENT COMMITTEE; MANAGING MEMBER (+2 more) | — |
| OBECK CARL M | CHIEF ADMINISTRATIVE OFFICER; CHIEF FINANCIAL OFFICER; MEMBER, CHIEF FINANCIAL OFFICER | — |
| DEMPSTER DONALD OGDEN | CHIEF COMPLIANCE OFFICER | — |
| HOLTZ LOUIS MILLETT | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | — |
| LIPSKER YOSSI | MANAGING MEMBER, PORTFOLIO MANAGER | — |
| PESTER TAMI MARIE | CCO | — |
| URBONYA PATRICIA ANN | COO,CCO; COO & SECRETARY | — |
| BUU-HOAN THUONG-THAO NGUYEN | BOARD OF MANAGERS; CHIEF OPERATING OFFICER, PRESIDENT, AND MANAGEMENT COMMITTEE; MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | — |
| THOME CARA MARGARET | MANAGING MEMBER; MANAGING MEMBER, PORTFOLIO MANAGER; PARTNER AND MANAGEMENT COMMITTEE | — |
| MARQUEZ JANINE A | CHIEF COMPLIANCE OFFICER | — |
| WOOD TAMI MARIE | CCO; CHIEF COMPLIANCE OFFICER | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| PASADENA | CA | 5 | 619-239-9005 |
| PASADENA | CA | 5 | 619-239-9005 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/125410/brochure
- Similar advisers: https://search.stillhousedata.com/firm/125410/similar
- Related entities: https://search.stillhousedata.com/firm/125410/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/125410

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.