# INVESCO CAPITAL MANAGEMENT LLC

INVESCO CAPITAL MANAGEMENT LLC of DOWNERS GROVE, IL is an SEC-registered investment adviser.

## Registration

- CRD: 125601
- Type: SEC-registered investment adviser
- SEC file number: 801-61851
- Location: 3500 LACEY ROAD, SUITE 700, DOWNERS GROVE, IL, 60515
- Phone: 800-983-0903
- Latest filing: 2026-03-30
- Regulatory AUM: $941.0B
- Discretionary AUM: $938.9B
- Non-discretionary AUM: $2.1B
- Clients: 222
- Accounts: 444

## Business model

- Compensation: % of AUM, Other
- Clients served: Pooled vehicles, Investment cos, Other

## Officers, owners & control persons (31)

_Showing 25 of 31 people._

| Name | Role | Location |
| --- | --- | --- |
| Terry Gibson VACHERON | CHIEF FINANCIAL OFFICER | Atlanta, GA |
| Mark William Gregson | CHIEF ACCOUNTING OFFICER | — |
| Melanie Hulett Zimdars | CHIEF COMPLIANCE OFFICER | — |
| Adam Henkel | ASSISTANT GENERAL COUNSEL | Downers Grove, IL |
| Jordan Andrew Krugman | MANAGING DIRECTOR | — |
| Brian Christopher Hartigan | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER, PRINCIPAL EXECUTIVE OFFICER | — |
| Melanie Ringold | MANAGING DIRECTOR | — |
| MAROTZ DEANNA BROGGI | CCO; CHIEF COMPLIANCE OFFICER | — |
| ZERR JOHN MARK | MANAGING DIRECTOR | — |
| SPILLANE TODD LAWRENCE | TRUSTS' CCO | — |
| ELLIS RODERICK GEORGE HOWARD | CHIEF FINANCIAL OFFICER | — |
| WARREN DAVID COLVIN | MANAGING DIRECTOR - CHIEF ADMINISTRATIVE OFFICER, AMERICAS; MANAGING DIRECTOR - CHIEF ADMINISTRATIVE OFFICER-NORTH AMERICAN RETAIL | — |
| BOND HAROLD B | CHAIRMAN; CHIEF EXECUTIVE OFFICER, MANAGING MEMBER; CHIEF EXECUTIVE OFFICER, PRESIDENT (+3 more) | — |
| SOUTHARD JOHN WILDER | CHIEF FINANCIAL OFFICER, MEMBER; CHIEF INVESTMENT OFFICER; MANAGING DIRECTOR (+1 more) | — |
| GUSTAFSON KEVIN RICHARD | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| DUNCAN BRUCE T | CHIEF FINANCIAL OFFICER | — |
| LEGE ANNETTE JANECKA | CHIEF FINANCIAL OFFICER | — |
| OVITT KEITH ALLEN | MEMBER | — |
| FULTON BENJAMIN THOMAS | MANAGING DIRECTOR-GLOBAL ETF BUSINESS | — |
| SCHLOSSBERG ANDREW RYAN | MANAGING DIRECTOR-US RETAIL DISTRIBUTION AND GLOBAL HEAD OF ETFS; MANAGING DIRECTOR-US STRATEGY AND MARKETING | — |
| PAGLIA ANNA | HEAD OF LEGAL; HEAD OF LEGAL - US ETFS; MANAGING DIRECTOR, GLOBAL HEAD OF ETFS & INDEXED STRATEGIES | — |
| JOE CHRISTOPHER CHUCK | CHIEF COMPLIANCE OFFICER | — |
| FEINBERG KRISTIE MARIE | MANAGING DIRECTOR | — |
| DRAPER DANIEL EUGENE | CHIEF EXECUTIVE OFFICER- INVESCO POWERSHARES CAPITAL MANAGEMENT; MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER - INVESCO CAPITAL MANAGEMENT LLC; MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER- INVESCO CAPITAL MANAGEMENT LLC (+2 more) | — |
| HARTIGAN BRIAN CHRISTOPHER | HEAD OF INVESTMENTS; MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER, PRINCIPAL EXECUTIVE OFFICER | — |


## Disclosures (11)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2025-08-29 | regulatory | THE ALLEGATION IS THAT ON JUNE 29, 2022 THE FUNDS SOLD SECURITIES THAT WERE NOT IN CUSTODY IN VIOLATION OF KOREAN REGULATORY PROHIBITIONS ON SHORT SALES. | Final | $375K |
| 2022-09-29 | regulatory | THE ALLEGATION IS THAT ON MARCH 19, 2021 THE FUND SOLD SECURITIES THAT WERE NOT IN CUSTODY IN VIOLATION OF KOREAN REGULATORY PROHIBITIONS ON SHORT SALES. | Final | $49K |
| 2020-07-30 | regulatory | INVESCO LTD AND AIM INTERNATIONAL MUTUAL FUNDS FAILED TO SUBMIT VOTING RIGHTS NOTIFICATIONS TO BAFIN AND THE ISSUERS BY THE REQUIRED DEADLINE. BAFIN ISSUED A NOTICE OF HEARING ON JULY 30, 2020 TO INVESCO LTD ALLEGING THAT VIOLATIONS OF THE VOTING RIGHTS REQUIREMENTS OCCURED ON 26 OCCASSIONS RELATING… | Final | $310K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/125601/brochure
- Similar advisers: https://search.stillhousedata.com/firm/125601/similar
- Related entities: https://search.stillhousedata.com/firm/125601/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/125601

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.