# KLINGMAN AND ASSOCIATES, LLC

KLINGMAN AND ASSOCIATES, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 125618
- Type: SEC-registered investment adviser
- SEC file number: 801-67783
- Location: 120 WEST 45TH STREET, SUITE 3800, NEW YORK, NY, 10036
- Phone: 212-867-7647
- Latest filing: 2026-05-01
- Regulatory AUM: $5.7B
- Discretionary AUM: $4.1B
- Non-discretionary AUM: $1.5B
- Clients: 25
- Accounts: 3,532

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Other

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| Gerard Albert Klingman | PRESIDENT/MANAGING MEMBER | — |
| Michael David Paley | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | — |
| Thomas Joseph Klingman | WEALTH ADVISOR | — |
| Daniel Michael Delmoro | DIRECTOR OF INVESTMENTS | — |
| KLINGMAN GERARD ALBERT | PRESIDENT/MANAGING MEMBER | — |
| BROWN NANCY CAROLYN | VICE PRESIDENT; VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| LAUB CRAIG | VICE PRESIDENT | — |
| PALEY MICHAEL DAVID | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | — |
| KLINGMAN THOMAS JOSEPH | WEALTH ADVISOR | — |
| DELMORO DANIEL MICHAEL | DIRECTOR OF INVESTMENTS | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/125618/brochure
- Similar advisers: https://search.stillhousedata.com/firm/125618/similar
- Related entities: https://search.stillhousedata.com/firm/125618/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/125618

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.