# EAGLE ROCK FINANCIAL ADVISERS, LTD.

EAGLE ROCK FINANCIAL ADVISERS, LTD. of LANCASTER, PA is an SEC-registered investment adviser.

## Registration

- CRD: 125749
- Type: SEC-registered investment adviser
- SEC file number: 801-66739
- Location: 2501 OREGON PIKE, LANCASTER, PA, 17601
- Phone: 717-569-4577
- Latest filing: 2026-06-09
- Regulatory AUM: $48.9M
- Discretionary AUM: $48.9M
- Clients: 2
- Accounts: 188

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| RAUBA THOMAS FRANK | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| WEISER RICHARD DALE | CHIEF INVESTMENT OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/125749/brochure
- Similar advisers: https://search.stillhousedata.com/firm/125749/similar
- Related entities: https://search.stillhousedata.com/firm/125749/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/125749

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.