# KELLEHER FINANCIAL ADVISORS, LLC

KELLEHER FINANCIAL ADVISORS, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 126021
- Type: SEC-registered investment adviser
- SEC file number: 801-62029
- Location: 100 WALL STREET, SUITE 1501, NEW YORK, NY, 10005
- Phone: 212-709-9400
- Latest filing: 2026-04-14
- Regulatory AUM: $1.2B
- Discretionary AUM: $631.8M
- Non-discretionary AUM: $521.6M
- Clients: 13
- Accounts: 749

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Charities, Other

## Officers, owners & control persons (22)

| Name | Role | Location |
| --- | --- | --- |
| Thayne E Gould | CHIEF COMPLIANCE OFFICER | — |
| Colleen Patricia Sorrentino | CHIEF INVESTMENT OFFICER/ MANAGER | — |
| Arthur Leroy Goetchius | CHIEF EXECUTIVE OFFICER/ MANAGER | — |
| Sean Michael Kelleher | BENEFICIAL SHAREHOLDER; PRESIDENT/ MANAGER | — |
| Barton Wall Weisenfluh | MANAGER/ CHIEF EXECUTIVE OFFICER, STARBOARD DIVISION | — |
| William Kane Lavin | MANAGER | — |
| Michael Anthony Ouellette | PRESIDENT, STARBOARD DIVISION | — |
| MARKS HOWARD STANLEY | CHIEF COMPLIANCE OFFICER | — |
| KELLEHER DENIS PATRICK | CHAIRMAN; CHIEF EXECUTIVE OFFICER | — |
| ALEXANDER ERIC | CHIEF OPERATING OFFICER; PRESIDENT | — |
| SORRENTINO COLLEEN PATRICIA | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER/ MANAGER | — |
| GOETCHIUS ARTHUR LEROY | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/ COO; CHIEF EXECUTIVE OFFICER (+3 more) | — |
| LYONS WILLIAM BERNARD | CHIEF COMPLIANCE OFFICER | — |
| FAHS JEFFREY JAMES | GENERAL COUNSEL/SVP COMPLIANCE | — |
| FITZGERALD DENNIS JOHN | VICE CHAIRMAN | — |
| MASTRONARDI STEVEN WILLIAM | CHIEF FINANCIAL OFFICER | — |
| KELLEHER SEAN MICHAEL | BENEFICIAL SHAREHOLDER; PRESIDENT; PRESIDENT/ MANAGER | — |
| DECAPRIO PAUL RICHARD | GENERAL COUNSEL, VP COMPLIANCE OFFICER | — |
| VISCOVICH GREGORY DOMINIC | CHIEF COMPLIANCE OFFICER | — |
| WEISENFLUH BARTON WALL | MANAGER/ CHIEF EXECUTIVE OFFICER, STARBOARD DIVISION | — |
| LAVIN WILLIAM KANE | MANAGER | — |
| OUELLETTE MICHAEL ANTHONY | PRESIDENT, STARBOARD DIVISION | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/126021/brochure
- Similar advisers: https://search.stillhousedata.com/firm/126021/similar
- Related entities: https://search.stillhousedata.com/firm/126021/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/126021

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.