# FREEDOM INVESTMENT MANAGEMENT, INC.

FREEDOM INVESTMENT MANAGEMENT, INC. of SOUTH WINDSOR, CT is an SEC-registered investment adviser.

## Registration

- CRD: 126052
- Type: SEC-registered investment adviser
- SEC file number: 801-68642
- Location: 1645 ELLINGTON RD, 3RD FLOOR, SOUTH WINDSOR, CT, 06074
- Phone: 860-291-1998
- Latest filing: 2026-02-04
- Regulatory AUM: $568.7M
- Discretionary AUM: $568.7M
- Clients: 9
- Accounts: 925

## Business model

- Compensation: % of AUM, Other
- Clients served: Individuals, High net worth, Pensions, Charities, Other

## Officers, owners & control persons (33)

_Showing 25 of 33 people._

| Name | Role | Location |
| --- | --- | --- |
| Nelson Robert | CHIEF INVESTMENT OFFICER; PRINCIPAL; PRINCIPAL / CHIEF INVESTMENT OFFICER (+1 more) | Shreveport, LA |
| John Arthur O'Connor | PRESIDENT & CCO | South Windsor, CT |
| James Gerard Brown | SHAREHOLDER | Indianapolis, IN |
| Kevin Bhalchandra Bhatt | SHAREHOLDER | — |
| William Robert Nelson | SHAREHOLDER | — |
| Scott Christopher Winters | SHAREHOLDER | — |
| Jeffrey Max Cohen | TRUSTEE, EH SERIES A PREFERRED REVOCABLE TRUST | — |
| Steven Mark Daignault | CHIEF FINANCIAL OFFICER | — |
| Robert Philip Herrmann | CHIEF EXECUTIVE OFFICER | — |
| Andrew Thomas Lucich | CHIEF COMPLIANCE OFFICER | — |
| BROWN KEITH ALAN | CHIEF FINANCIAL STRATEGIST | — |
| HERRMANN ROBERT PHILIP | CHIEF EXECUTIVE OFFICER | — |
| LUCICH ANDREW THOMAS | CHIEF COMPLIANCE OFFICER | — |
| BROWN STEVEN GERARD | SHAREHOLDER | — |
| WINTERS JENNIFER CHRISTINE | CCO; CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER / AMLCO (+2 more) | — |
| MENTING DUANE | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | — |
| WINTERS SCOTT CHRISTOPHER | CEO; SHAREHOLDER | — |
| BROWN CURTIS CARNEGIE | PRESIDENT | — |
| THOMPSON MARK | CHIEF FINANCIAL OFFICER | — |
| LUHAN JASON ERIC | CHIEF COMPLIANCE OFFICER / AMLCO; CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | — |
| ORESTANO ANTHONY MARCUS | CHIEF OPERATING OFFICER | — |
| Nemer Gary | GENERAL COUNSEL | — |
| HUNTER JOSEPH FRANCIS | CHIEF OPERATING OFFICER; PRESIDENT AND CEO; PRESIDENT AND COO | — |
| RAJAEE SHIEVA | ACTING CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER | — |
| THOMPSON MARK GRANVILLE | CHIEF FINANCIAL OFFICER | — |


## Branch offices (8)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| — | — | 1 | (508) 868-8647 |
| — | — | 1 | (774) 275-0365 |
| — | — | 1 | (508) 808-1423 |
| — | — | 1 | 609-860-6684 |
| — | — | 1 | (508) 868-8647 |
| — | — | 1 | (774) 275-0365 |
| — | — | 1 | (508) 808-1423 |
| — | — | 1 | 609-860-6684 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/126052/brochure
- Similar advisers: https://search.stillhousedata.com/firm/126052/similar
- Related entities: https://search.stillhousedata.com/firm/126052/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/126052

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.