# CARUSO MCLEAN & CO., INC.

CARUSO MCLEAN & CO., INC. of UTICA, NY is an SEC-registered investment adviser.

## Registration

- CRD: 126084
- Type: SEC-registered investment adviser
- SEC file number: 801-64498
- Location: 130 LOMOND COURT, UTICA, NY, 13502
- Phone: 315-724-5105
- Latest filing: 2026-03-18
- Regulatory AUM: $281.8M
- Discretionary AUM: $22.3M
- Non-discretionary AUM: $259.5M
- Clients: 5
- Accounts: 182

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| Gregory Bruce Mclean | CEO, PRESIDENT, CFO | — |
| Stephen Louis Caruso | CHIEF COMPLIANCE OFFICER | — |
| MCLEAN GREGORY BRUCE | CEO, PRESIDENT; CEO, PRESIDENT, CFO; CEO, PRESIDENT, CFO, CHIEF COMPLIANCE OFFICER | — |
| CARUSO ERNEST RALPH | CFO, CCO, VICE PRESIDENT; CFO, CHIEF COMPLIANCE OFFICER, VICE PRESIDENT; VICE PRESIDENT (+1 more) | — |
| CARUSO STEPHEN LOUIS | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/126084/brochure
- Similar advisers: https://search.stillhousedata.com/firm/126084/similar
- Related entities: https://search.stillhousedata.com/firm/126084/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/126084

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.