# DAIWA ASSET MANAGEMENT (AMERICA) LTD.

DAIWA ASSET MANAGEMENT (AMERICA) LTD. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 126191
- Type: SEC-registered investment adviser
- SEC file number: 801-72608
- Location: 120 WEST 45TH STREET, 38TH FLOOR, NEW YORK, NY, 10036-4195
- Phone: 212-612-6254
- Latest filing: 2026-06-23
- Regulatory AUM: $6.0B
- Discretionary AUM: $6.0B
- Clients: 12
- Accounts: 17

## Business model

- Compensation: % of AUM, Other
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (39)

_Showing 25 of 39 people._

| Name | Role | Location |
| --- | --- | --- |
| [Richard Eric Spector](https://search.stillhousedata.com/person/236156) | CHIEF COMPLIANCE OFFICER | New York, NY |
| [Efraim Spagnoletti](https://search.stillhousedata.com/person/678332) | CHIEF COMPLIANCE OFFICER | — |
| [Yoshihiro Horinouchi](https://search.stillhousedata.com/person/678333) | PRESIDENT | — |
| [Shintaro Furukawa](https://search.stillhousedata.com/person/678334) | DIRECTOR | — |
| [Yukiko Kanai](https://search.stillhousedata.com/person/678335) | DIRECTOR | — |
| [Atsushi Tahara](https://search.stillhousedata.com/person/724781) | DIRECTOR | — |
| [CAMPBELL CAILEN BRUCE](https://search.stillhousedata.com/person/727668) | CHIEF INVESTMENT OFFICER | — |
| [NORIISHI HIROSHI](https://search.stillhousedata.com/person/775887) | DIRECTOR | — |
| [SEKIGUCHI KOICHIRO](https://search.stillhousedata.com/person/775888) | DIRECTOR | — |
| [TIMONE ANNA](https://search.stillhousedata.com/person/775889) | CHIEF COMPLIANCE OFFICER | — |
| [NAKAMURA HIROSHI](https://search.stillhousedata.com/person/775890) | PRESIDENT; PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| [TAHARA ATSUSHI](https://search.stillhousedata.com/person/775891) | DIRECTOR | — |
| [BENEAT DANIEL](https://search.stillhousedata.com/person/775892) | DIRECTOR OF RESEARCH AND INVESTMENTS | — |
| [MUROFUSHI JUN](https://search.stillhousedata.com/person/776017) | DIRECTOR | — |
| [HASEGAWA YOSHIHIRO](https://search.stillhousedata.com/person/794521) | DIRECTOR | — |
| [HOTCHI MASAHIRO](https://search.stillhousedata.com/person/813069) | PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| [OSUGI ATSUSHI](https://search.stillhousedata.com/person/813070) | DIRECTOR | — |
| [DULGER PRUMIYS](https://search.stillhousedata.com/person/813071) | CHIEF COMPLIANCE OFFICER | — |
| [UTSUNOMIYA SHOKICHI](https://search.stillhousedata.com/person/813072) | DIRECTOR | — |
| [KITAHARA TADASHI](https://search.stillhousedata.com/person/826431) | DIRECTOR | — |
| [KAWAZU CHIAKI](https://search.stillhousedata.com/person/826432) | DIRECTOR | — |
| [KUMAHARA YUJI](https://search.stillhousedata.com/person/826433) | DIRECTOR | — |
| [KOBAYASHI ATSUSHI](https://search.stillhousedata.com/person/826434) | DIRECTOR | — |
| [SPAGNOLETTI EFRAIM](https://search.stillhousedata.com/person/826435) | CHIEF COMPLIANCE OFFICER | — |
| [Sugibayashi Yoshihiro](https://search.stillhousedata.com/person/835754) | DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/126191/brochure
- Similar advisers: https://search.stillhousedata.com/firm/126191/similar
- Related entities: https://search.stillhousedata.com/firm/126191/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/126191

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.