# FINANCIAL PLANNING CONCEPTS OF AMERICA, INC.

FINANCIAL PLANNING CONCEPTS OF AMERICA, INC. of WEST PALM BEACH, FL is an SEC-registered investment adviser.

## Registration

- CRD: 126411
- Type: SEC-registered investment adviser
- SEC file number: 801-64150
- Location: 340 COLUMBIA TURNPIKE, SUITE 108, WEST PALM BEACH, FL, 33409
- Phone: 718-667-5050
- Latest filing: 2025-03-28
- Regulatory AUM: $155.5M
- Discretionary AUM: $138.0M
- Non-discretionary AUM: $17.5M
- Clients: 2
- Accounts: 321

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (20)

| Name | Role | Location |
| --- | --- | --- |
| Mutian Rui | MANAGER | Boston, MA |
| Michael Woosung Choe | MANAGER | — |
| David L Katz | MANAGER | — |
| Joseph Richard Marchese | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| Philip Alexander Nisbet | CHIEF OPERATIONS OFFICER, DIRECTOR; MANAGER | — |
| Richard Thomas Eknoian | CHIEF EXECUTIVE OFFICER, DIRECTOR; MANAGER | — |
| David Sheffer | MANAGER | — |
| Thomas James Ealy | MANAGER | — |
| Neal Richard Aton | MANAGER | — |
| MARCHESE JOSEPH RICHARD | PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| EALY THOMAS JAMES | MANAGER | — |
| CHOE MICHAEL WOOSUNG | ELECTED MANAGER; MANAGER | — |
| KLEVENS JOSHUA AARON | MANAGER | — |
| NISBET PHILIP ALEXANDER | CHIEF OPERATIONS OFFICER, DIRECTOR; MANAGER; MEMBER OF INDIRECT OWNER RIVERVIEW INVESTMENTS LTD LIABILITY CO. | — |
| EKNOIAN RICHARD THOMAS | CHIEF EXECUTIVE OFFICER, DIRECTOR; MANAGER; MEMBER OF INDIRECT OWNER EKNOIAN CONSULTING, LLC | — |
| EKNOIAN JOHN MARTIN | MEMBER OF INDIRECT OWNER JC EKNO INVESTMENT, LLC | — |
| KATZ DAVID L | MANAGER | — |
| Sheffer David | MANAGER | — |
| ATON NEAL RICHARD | MANAGER | — |
| RUI MUTIAN | MANAGER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/126411/brochure
- Similar advisers: https://search.stillhousedata.com/firm/126411/similar
- Related entities: https://search.stillhousedata.com/firm/126411/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/126411

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.