# CAPSTONE FINANCIAL SOLUTIONS, LLC

CAPSTONE FINANCIAL SOLUTIONS, LLC of HOUSTON, TX is an SEC-registered investment adviser.

## Registration

- CRD: 126451
- Type: SEC-registered investment adviser
- SEC file number: 801-62065
- Location: 3700 WEST SAM HOUSTON PARKWAY SOUTH, SUITE 250, HOUSTON, TX, 77042
- Phone: 713-260-9000
- Latest filing: 2012-03-02
- Regulatory AUM: $437.6M
- Discretionary AUM: $437.6M
- Non-discretionary AUM: $19K
- Clients: 6
- Accounts: 954

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| WATSON RICHARD EDWARD | SHAREHOLDER; SHAREHOLDER, CLASS A & B | — |
| CODY CLAUDE CARR | DIRECTOR/SR. VICE PRESIDENT | — |
| CODY MELVILLE LOCKETT | DIRECTOR/SR. VICE PRESENT | — |
| JOHNS DONALD PAUL | CFO/VICE PRESIDENT/TREASURER | — |
| GARBODEN PATRICK NEIL | PRINCIPAL/SENIOR VICE PRESIDENT; PRINCIPAL/SR. VICE PRESIDENT/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT (+2 more) | — |
| JAROSKI EDWARD LEONARD | PRESIDENT; PRESIDENT/CEO; PRESIDENT/CEO/CHAIRMAN (+3 more) | — |
| HOMER CARLA DIANE | TREASURER; TREASURER/CFO; TREASURER/CFO/MEMBER | — |
| NUNN RICHARD ANDREW | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER; SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/SECRETARY; SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/SECRETARY/MEMBER | — |
| KENNEDY JOEL | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/ SR. VICE PRESIDENT | — |
| SEVERSON SHELLEY ANNE | CHIEF OPERATING OFFICER/SR. VICE PRESIDENT | — |
| WYNANT SCOTT HOWARD | DIRECTOR/EXECUTIVE VICE PRESIDENT; DIRECTOR/SENIOR VICE PRESIDENT; PRESIDENT (+2 more) | — |
| WILLINGHAM DOUGLAS EUGENE | VICE PRESIDENT; VICE PRESIDENT/MEMBER | — |
| HEBDEN FREDERICK KENNETH | CHIEF COMPLIANCE OFFICER | — |
| EASTLAKE W TOD | CFO/VICE PRESIDENT/TREASURER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/126451/brochure
- Similar advisers: https://search.stillhousedata.com/firm/126451/similar
- Related entities: https://search.stillhousedata.com/firm/126451/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/126451

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.