# HAROLD C. BROWN & CO., LLC

HAROLD C. BROWN & CO., LLC of BUFFALO, NY is an SEC-registered investment adviser.

## Registration

- CRD: 126589
- Type: SEC-registered investment adviser
- SEC file number: 801-62111
- Location: ONE HSBC CENTER, SUITE 3800, BUFFALO, NY, 14203
- Phone: 716-854-2500
- Latest filing: 2011-10-05
- Regulatory AUM: $776.3M
- Discretionary AUM: $727.9M
- Non-discretionary AUM: $48.4M
- Clients: 11
- Accounts: 1,908

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| [CHRISTOFERSON KATHERINE ANN](https://search.stillhousedata.com/person/731888) | CEO/MANAGING DIRECTOR/SECRETARY; CEO/MANAGING MEMBER; CEO/MEMBER (+3 more) | — |
| [KLUCIK BARBARA LEIGH](https://search.stillhousedata.com/person/731889) | CCO; CCO/DIRECTOR; CHIEF COMPLIANCE OFFICER (+1 more) | — |
| [BUCK WINTHROP LAWRENCE](https://search.stillhousedata.com/person/731890) | PRESIDENT/TREASURER; PRESIDENT/TREASURER/CROP/SROP; PRESIDENT/TREASURER/CROP/SROP/DIR | — |
| [MCCOLLUM CHARLES WILLIAM](https://search.stillhousedata.com/person/731891) | CHAIRMAN OF BOARD; MUNICIPAL PRINCIPAL | — |
| [BUDIN MARY ANN](https://search.stillhousedata.com/person/731892) | SENIOR VICE PRESIDENT/MEMBER; SENIOR VP | — |
| [GROGAN PETER JEROME](https://search.stillhousedata.com/person/731893) | SENIOR VICE PRESIDENT/MEMBER; SENIOR VP; VICE PRESIDENT | — |
| [BARTZ EDWARD PHILIP](https://search.stillhousedata.com/person/731894) | SENIOR VP; VICE PRESIDENT | — |
| [WARGO ANNETTE MARIE](https://search.stillhousedata.com/person/731895) | FINOP | — |
| [STAURING DEBORAH ANN](https://search.stillhousedata.com/person/731896) | OWNER; SENIOR VICE PRESIDENT, MEMBER | — |
| [PRATT MICHAEL JOSEPH](https://search.stillhousedata.com/person/731897) | MANAGING MEMBER; OWNER; SENIOR VICE PRESIDENT/MEMBER | — |
| [COLELLO DOLORES THERESA](https://search.stillhousedata.com/person/731898) | OWNER | — |
| [MAGUIRE MAUREEN IRWIN](https://search.stillhousedata.com/person/731899) | CHIEF OPERATING OFFICER | — |
| [SCHANZLIN MARY PATRICIA](https://search.stillhousedata.com/person/772841) | SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT/MEMBER; SENIOR VICE PRESIDENT/MEMBER/MANAGER | — |
| [KELLY WILLIAM HUGH](https://search.stillhousedata.com/person/772842) | SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT/MEMBER | — |
| [COLLARD MATTHEW CHARLES](https://search.stillhousedata.com/person/772843) | SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT/MEMBER | — |
| [PALUMBO ANNETTE MARIE](https://search.stillhousedata.com/person/801314) | FINOP | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/126589/brochure
- Similar advisers: https://search.stillhousedata.com/firm/126589/similar
- Related entities: https://search.stillhousedata.com/firm/126589/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/126589

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.