# ROCKWELL GLOBAL ADVISORS, LLC

ROCKWELL GLOBAL ADVISORS, LLC is an SEC-registered investment adviser.

## Registration

- CRD: 126601
- Type: SEC-registered investment adviser
- SEC file number: 801-81114
- Phone: 631-608-2043
- Latest filing: 2015-03-05
- Regulatory AUM: $28.8M
- Discretionary AUM: $11.5M
- Non-discretionary AUM: $17.3M
- Clients: 5
- Accounts: 60

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| FERRARA CHRISTOPHER P | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| GUARINO BRUCE JUDE | PRESIDENT/MANAGING MEMBER/ | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/126601/brochure
- Similar advisers: https://search.stillhousedata.com/firm/126601/similar
- Related entities: https://search.stillhousedata.com/firm/126601/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/126601

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.