# THOMAS SMITH AND ASSOCIATES, INC.

THOMAS SMITH AND ASSOCIATES, INC. is an SEC-registered investment adviser.

## Registration

- CRD: 126810
- Type: SEC-registered investment adviser
- Phone: 704-609-4289
- Latest filing: 2026-03-26
- Regulatory AUM: $11.5M
- Discretionary AUM: $11.5M
- Clients: 2
- Accounts: 5

## Business model

- Compensation: % of AUM
- Clients served: High net worth

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/126810/brochure
- Similar advisers: https://search.stillhousedata.com/firm/126810/similar
- Related entities: https://search.stillhousedata.com/firm/126810/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/126810

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.