# BROKERSXPRESS LLC

BROKERSXPRESS LLC of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 127081
- Type: SEC-registered investment adviser
- SEC file number: 801-66123
- Location: 311 MONROE STREET, SUITE 1000, CHICAGO, IL, 60606
- Phone: 312-630-3300
- Latest filing: 2012-05-25
- Regulatory AUM: $829.1M
- Discretionary AUM: $687.0M
- Non-discretionary AUM: $142.1M
- Clients: 51
- Accounts: 6,237

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| KONOP LYNN MARIE | CHIEF COMPLIANCE OFFICER | — |
| MOROF BENJAMIN MARK | GENERAL COUNSEL | — |
| BENNETT NED WESLEY | CEO, SROP,; CHAIRMAN; CHAIRMAN, MSRB PRINCIPAL | — |
| STERN THOMAS EDWARD | CFO, FINOP, SECRETARY, TREASURER | — |
| SCHWARTZ BLAINE DONALD | CHIEF COMPLIANCE OFFICER; PRESIDENT, CCO; PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| MARTINO GARY ANTHONY | CHIEF OPERATING OFFICER, SROP; EXECUTIVE VICE PRESIDENT, CROP | — |
| DOWELL DOUGLAS CHARLES | DIRECTOR OF ADVISORY SERVICES; DIRECTOR OF ADVISORY SERVICES, MSRB PRINCIPAL, CROP | — |
| METZGER BARRY SCOTT | CEO | — |
| HOEH PHILLIP JOHN | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, CROP | — |
| MCDONAGH MARTIN GREGORY | MSRB PRINCIPAL | — |
| GOMEZ JENNIFER CAROLINE | MSRB PRINCIPAL | — |
| DEAN ALAN SHANE | MSRB PRINCIPAL | — |
| HERSH JASON EDWARD | V. P. OPERATIONS, CROP | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/127081/brochure
- Similar advisers: https://search.stillhousedata.com/firm/127081/similar
- Related entities: https://search.stillhousedata.com/firm/127081/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/127081

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.