# SOVEREIGN FINANCIAL SERVICES

SOVEREIGN FINANCIAL SERVICES of ROCKY HILL, CT is an SEC-registered investment adviser.

## Registration

- CRD: 127151
- Type: SEC-registered investment adviser
- Location: 21 NEW BRITAIN AVENUE, ROCKY HILL, CT, 06067
- Phone: 860-257-4005
- Latest filing: 2026-03-19
- Regulatory AUM: $38.0M
- Discretionary AUM: $38.0M
- Clients: 2
- Accounts: 65

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Charities

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/127151/brochure
- Similar advisers: https://search.stillhousedata.com/firm/127151/similar
- Related entities: https://search.stillhousedata.com/firm/127151/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/127151

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.