# CAROTA WEALTH MANAGEMENT

CAROTA WEALTH MANAGEMENT of WEST CONSHOHOCKEN, PA is an SEC-registered investment adviser.

## Registration

- CRD: 127344
- Type: SEC-registered investment adviser
- SEC file number: 801-120393
- Location: 100 FOUR FALLS CORPORATE CENTER, STE 105, WEST CONSHOHOCKEN, PA, 19428
- Phone: 610-828-1155
- Latest filing: 2026-08-05
- Regulatory AUM: $135.0M
- Discretionary AUM: $135.0M
- Clients: 2
- Accounts: 443

## Business model

- Compensation: % of AUM, Hourly, Fixed, Subscription
- Clients served: Individuals, High net worth, Pensions

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Raymond Noah Carota | PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| CAROTA RAYMOND NOAH | PRESIDENT & CHIEF COMPLIANCE OFFICER | — |


## Disclosures (7)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2017-12-14 | regulatory | NET WORTH DEFICIENCY - BALANCE SHEET FILED 02/13/2017 SHOWED NET WORTH BELOW PENNSYLVANIA'S $10,000 MINIMUM REQUIREMENT | Final | $35K |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/127344/brochure
- Similar advisers: https://search.stillhousedata.com/firm/127344/similar
- Related entities: https://search.stillhousedata.com/firm/127344/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/127344

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.