# THREE PEAKS CAPITAL MANAGEMENT, LLC

THREE PEAKS CAPITAL MANAGEMENT, LLC of CASTLE ROCK, CO is an SEC-registered investment adviser.

## Registration

- CRD: 127402
- Type: SEC-registered investment adviser
- SEC file number: 801-62196
- Location: 3750 DACORO LANE, SUITE 100, CASTLE ROCK, CO, 80109
- Phone: 303-221-9480
- Latest filing: 2026-03-31
- Regulatory AUM: $222.9M
- Discretionary AUM: $222.9M
- Clients: 5
- Accounts: 72

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| [Sandy Ray Rufenacht](https://search.stillhousedata.com/person/704429) | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | — |
| [Andrew Lee Bauman](https://search.stillhousedata.com/person/704430) | CHIEF OPERATIONS OFFICER | — |
| [Ashley Diane Mclaughlin](https://search.stillhousedata.com/person/704431) | CHIEF COMPLIANCE OFFICER | — |
| [RUFENACHT SANDY RAY](https://search.stillhousedata.com/person/735090) | CHIEF COMPLIANCE OFFICER; MANAGER, MEMBER, CHIEF EXECUTIVE OFFICER; MANAGER, MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER (+1 more) | — |
| [COOPER MARY KATHLEEN](https://search.stillhousedata.com/person/735091) | CHIEF COMPLIANCE OFFICER | — |
| [O'FLAHERTY GLENN PAUL](https://search.stillhousedata.com/person/765314) | MANAGER, MEMBER, CHIEF FINANCIAL OFFICER | — |
| [COLLINS KIMBERLY LYNN](https://search.stillhousedata.com/person/785072) | CHIEF COMPLIANCE OFFICER | — |
| [BAUMAN ANDREW LEE](https://search.stillhousedata.com/person/824489) | CHIEF OPERATIONS OFFICER | — |
| [Shockley Ashley Diane](https://search.stillhousedata.com/person/858643) | CHIEF COMPLIANCE OFFICER | — |
| [MCLAUGHLIN ASHLEY DIANE](https://search.stillhousedata.com/person/880601) | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/127402/brochure
- Similar advisers: https://search.stillhousedata.com/firm/127402/similar
- Related entities: https://search.stillhousedata.com/firm/127402/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/127402

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.