# KCD FINANCIAL, INC.

KCD FINANCIAL, INC. of GREEN BAY, WI is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 127473
- Type: SEC-registered investment adviser
- SEC file number: 801-110069
- Location: 3061 ALLIED STREET, GREEN BAY, WI, 54304
- Phone: 920-347-3400
- Latest filing: 2026-08-06
- Regulatory AUM: $202.1M
- Discretionary AUM: $202.1M
- Clients: 29
- Accounts: 1,259

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: Individuals, High net worth, Charities

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| Henry Carl Iv Prange | COMMON SHAREHOLDER | — |
| Joel Reid Blumenschein | PRESIDENT | — |
| David Scott Wilson | CHIEF COMPLIANCE OFFICER | — |
| WILSON DONALD SCOTT | ASSISTANT COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER | — |
| BLUMENSCHEIN JOEL REID | OWNER/PRESIDENT; PRESIDENT | — |
| PRANGE HENRY CARL IV | COMMON SHAREHOLDER | — |
| RASTALL LORI LEA | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (48)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2013-11-14 | regulatory | ACTED IN CONTRAVENTION OF SECTION 5 OF THE SECURITIES ACT OF 1933, WILLFULLY VIOLATED SEC RULES 17A-4(B)(4), 17A-4(F)(2), VIOLATED FINRA RULE 2010, NASD RULES 2210, 3010, 3110: THE FIRM WAS AWARE OF REGISTERED REPRESENTATIVES' USE OF CERTIFICATES OF DEPOSIT (CD) ADVERTISEMENTS TO ATTRACT CUSTOMERS T… | Final | $78K |
| 2011-09-28 | regulatory | KCD WAS IN VIOLATION OF NRS 90.310(2), TO WIT, "IT IS UNLAWFUL FOR ANY ISSUER OR ANY BROKER-DEALER LICENSED UNDER THIS CHAPTER TO EMPLOY OR CONTRACT WITH A PERSON AS A SALES REPRESENTATIVE WITHIN THIS STATE UNLESS THE SALES REPRESENTATIVE IS LICENSED OR EXEMPT FROM LICENSING UNDER THIS CHAPTER." KCD… | Final | $62K |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/127473/brochure
- Similar advisers: https://search.stillhousedata.com/firm/127473/similar
- Related entities: https://search.stillhousedata.com/firm/127473/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/127473

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.