# SMITH ASSET MANAGEMENT CO., LLC

SMITH ASSET MANAGEMENT CO., LLC of CHIEFLAND, FL is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 127684
- Type: SEC-registered investment adviser
- SEC file number: 801-81169
- Location: 322 EAST PARK AVENUE, CHIEFLAND, FL, 32626
- Phone: 352-493-7700
- Latest filing: 2026-05-05
- Regulatory AUM: $281.2M
- Discretionary AUM: $281.2M
- Clients: 7
- Accounts: 1,273

## Business model

- Compensation: % of AUM, Hourly
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| Benjamin Shannon Smith | PRESIDENT/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| Benjamin Larry Smith | OWNER/VICE-PRESIDENT | — |
| SMITH ERIC SHANNON | PRESIDENT/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| SMITH BENJAMIN LARRY | OWNER/VICE-PRESIDENT | — |


## Disclosures (5)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2012-08-16 | regulatory | FIRM FAILED TO FILE FINANCIAL STATEMENTS WITH THE OFFICE OF FINANCIAL REGULATION WITHIN 90 DAYS OF FISCAL YEARS ENDING 2009, 2010, AND 2011, PURSUANT TO SECTION 517.121 FLORIDA STATUTES AND RULE 69W-600.015 FLORIDA ADMINISTRATIVE CODE. | Final | $6K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/127684/brochure
- Similar advisers: https://search.stillhousedata.com/firm/127684/similar
- Related entities: https://search.stillhousedata.com/firm/127684/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/127684

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.