# GRADIENT SECURITIES, LLC

GRADIENT SECURITIES, LLC of ARDEN HILLS, MN is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 127701
- Type: SEC-registered investment adviser
- SEC file number: 801-80807
- Location: 4105 LEXINGTON AVENUE N, SUITE 380, ARDEN HILLS, MN, 55126
- Phone: 866-991-1539
- Latest filing: 2026-04-13
- Regulatory AUM: $607.9M
- Non-discretionary AUM: $607.9M
- Clients: 67
- Accounts: 5,848

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: Individuals, High net worth, Pensions, Charities

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| Nelson Scott | PRESIDENT & ELECTED MANAGER | Las Vegas, NV |
| Jamie Lee Jochum | FINOP | — |
| Robert Scott Nelson | PRESIDENT & ELECTED MANAGER | — |
| Brian Andrew Remme | CHIEF COMPLIANCE OFFICER | — |
| Tami Jean Lucius | OWNER MERAKI PRIVATE EQUITY, LLC; TRUSTEE; TRUSTEE OF - TAMI J. LUCIUS REVOCABLE TRUST DTD DECEMBER 17, 2020 | — |
| Charles Edward Lucius | OWNER MERAKI PRIVATE EQUITY, LLC; TRUSTEE | — |
| Kristina Lee Walch | FINOP | — |
| SIEPMANN KLAUS HERBERT | CHIEF COMPLIANCE OFFICER | — |
| FOLEY JEFFREY ALLEN | PRESIDENT/CEO; PRESIDENT/MANAGING MEMBER | — |
| STOVALL NICHOLAS EDWARD | FINOP | — |
| LUCIUS TAMI JEAN | MEMBER; OWNER; TRUSTEE OF - TAMI J. LUCIUS REVOCABLE TRUST DTD DECEMBER 17, 2020 | — |
| LEFLAR CHARLES DAVID | PRESIDENT & ELECTED MANAGER; PRESIDENT & MANAGING MEMBER | — |
| REMME BRIAN ANDREW | CHIEF COMPLIANCE OFFICER | — |
| WALCH KRISTINA LEE | FINOP | — |


## Disclosures (29)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2023-07-19 | regulatory | FAILURE TO RESUME ONSITE BRANCH OFFICE INSPECTIONS IN THE STATE OF MAINE IN ACCORDANCE WITH MAINE ORDER 2021-12 OR RULE CH. 504 ? (7)(4)(B). | Final | $3K |
| 2023-07-19 | regulatory | FAILURE TO RESUME ONSITE BRANCH OFFICE INSPECTIONS IN THE STATE OF MAINE IN ACCORDANCE WITH MAINE ORDER 2021-12 OR RULE CH. 504 § (7)(4)(B). | Final | $3K |
| — | criminal | — | — | — |
| — | regulatory | — | — | — |


## Branch offices (25)

_Showing 15 of 25 offices._

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| LANSING | MI | 3 | 888-200-5954 |
| GRAND RAPIDS | MI | 3 | 616.884.0337 |
| OAKDALE | MN | 2 | 651-209-1907 |
| SAYRE | PA | 2 | (866) 383-6899 |
| — | — | 2 | (612) 760-9030 |
| GREENVILLE | SC | 2 | 864-244-0375 |
| LANSING | MI | 2 | (888) 500-2126 |
| REDLANDS | CA | 1 | 909-335-7440 |
| ST. PAUL | MN | 1 | 310-422-0473 |
| ABILENE | TX | 1 | 325-673-8933/800-766-4979 |
| NEWPORT BEACH | CA | 1 | 714-397-2906 |
| — | — | 1 | 832-581-4696 |
| LEWISTON | ME | 1 | 207-543-3383 |
| SAN ANTONIO | TX | 1 | 210-816-4240 |
| PEACHTREE CITY | GA | 1 | 770-626-0434 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/127701/brochure
- Similar advisers: https://search.stillhousedata.com/firm/127701/similar
- Related entities: https://search.stillhousedata.com/firm/127701/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/127701

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.