# FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC.

FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC. of OMAHA, NE is an SEC-registered investment adviser.

## Registration

- CRD: 128040
- Type: SEC-registered investment adviser
- SEC file number: 801-62315
- Location: 11422 MIRACLE HILLS DRIVE, SUITE 501, OMAHA, NE, 68154
- Phone: 402-445-9333
- Latest filing: 2026-02-27
- Regulatory AUM: $41.9M
- Discretionary AUM: $36.6M
- Non-discretionary AUM: $5.3M
- Clients: 3
- Accounts: 162

## Business model

- Compensation: % of AUM
- Clients served: High net worth

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| Stephen Joseph Lococo | PRESIDENT/PORTFOLIO MANAGER/CCO | — |
| WRIGHT DEGAS A | CHIEF COMPLIANCE OFFICER | — |
| LOCOCO STEPHEN JOSEPH | PRESIDENT/DIRECTOR; PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER; PRESIDENT/PORTFOLIO MANAGER (+1 more) | — |
| HUEBNER RICHARD TYSON | DIRECTOR | — |
| LOCOCO HARRIETTE E | SECRETARY/TREASURER | — |
| WHITMAN DIANA MARIE | SECRETARY/TREASURER | — |
| HENDRICKSON REBECCA LYNN | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/128040/brochure
- Similar advisers: https://search.stillhousedata.com/firm/128040/similar
- Related entities: https://search.stillhousedata.com/firm/128040/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/128040

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.