# FRANCIS FINANCIAL, INC.

FRANCIS FINANCIAL, INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 128067
- Type: SEC-registered investment adviser
- SEC file number: 801-76703
- Location: 39 BROADWAY, SUITE 1730, NEW YORK, NY, 10006
- Phone: 212-374-9008
- Latest filing: 2026-03-10
- Regulatory AUM: $803.2M
- Discretionary AUM: $741.3M
- Non-discretionary AUM: $62.0M
- Clients: 14
- Accounts: 1,048

## Business model

- Compensation: % of AUM, Hourly
- Clients served: Individuals, High net worth, Charities, Corporations

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| Stacy A Francis | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| Natalie Colley | PARTNER, SENIOR LEAD ADVISOR | — |
| Avani Ramnani | PARTNER, MANAGING DIRECTOR | New York, NY |
| Sunaina Mehra | PARTNER, SENIOR DIRECTOR OF MARKETING | — |
| FRANCIS STACY A | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/128067/brochure
- Similar advisers: https://search.stillhousedata.com/firm/128067/similar
- Related entities: https://search.stillhousedata.com/firm/128067/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/128067

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.