# CATON FINANCIAL, INC.

CATON FINANCIAL, INC. of SAN RAFAEL, CA is an SEC-registered investment adviser.

## Registration

- CRD: 128101
- Type: SEC-registered investment adviser
- SEC file number: 801-62440
- Location: 2350 KERNER BOULEVARD, SUITE 370, SAN RAFAEL, CA, 94901
- Phone: 415-461-6248
- Latest filing: 2013-03-06
- Regulatory AUM: $139.2M
- Non-discretionary AUM: $139.2M
- Clients: 4
- Accounts: 343

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| [CATON NANCY KAY](https://search.stillhousedata.com/person/727541) | OWNER; OWNER/CHIEF COMPLIANCE OFFICER; PRESIDENT/CHIEF COMPLIANCE OFFICER (+1 more) | — |
| [JOHNSON JODI LYNN](https://search.stillhousedata.com/person/775795) | SECRETARY; SECRETARY/VICE PRESIDENT OPERATIONS | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/128101/brochure
- Similar advisers: https://search.stillhousedata.com/firm/128101/similar
- Related entities: https://search.stillhousedata.com/firm/128101/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/128101

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.