# SOUND POINT LUNA LLC

SOUND POINT LUNA LLC of NEW YORK, NY is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 128132
- Type: SEC-registered investment adviser
- SEC file number: 801-62330
- Location: 375 PARK AVENUE, 34TH FLOOR, NEW YORK, NY, 10152
- Phone: 212-895-2280
- Latest filing: 2026-03-31
- Regulatory AUM: $10.2B
- Discretionary AUM: $10.2B
- Non-discretionary AUM: $26.0M
- Clients: 39
- Accounts: 29

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (45)

_Showing 25 of 45 people._

| Name | Role | Location |
| --- | --- | --- |
| [Stephen Jerome Ketchum](https://search.stillhousedata.com/person/3795) | CHIEF EXECUTIVE OFFICER; MEMBER | New York, NY |
| [Smith S Stephen](https://search.stillhousedata.com/person/272163) | PARTNER; CO-CHIEF INVESTMENT OFFICER; SENIOR ADVISER | Lower Gwynned, PA |
| [Sarah Zeller Seelaus](https://search.stillhousedata.com/person/677175) | CHIEF OPERATING OFFICER | — |
| [Andrea JS Sayago](https://search.stillhousedata.com/person/677179) | CHIEF COMPLIANCE OFFICER | New York, NY |
| [Daniel Steven Fabian](https://search.stillhousedata.com/person/677180) | GLOBAL CHIEF FINANCIAL OFFICER | — |
| [Vincent Anthony Darpino](https://search.stillhousedata.com/person/677181) | ACTING GENERAL COUNSEL; GENERAL COUNSEL | — |
| [Wendy Lynne Ruberti](https://search.stillhousedata.com/person/689291) | GENERAL COUNSEL | — |
| [Kevin Peter Gerlitz](https://search.stillhousedata.com/person/708567) | CHIEF FINANCIAL OFFICER | — |
| [ANDERSON MICHELLE MARIE](https://search.stillhousedata.com/person/734575) | CO-CHIEF EXECUTIVE OFFICER OF BLUEVIRGO CAPITAL MANAGEMENT, LLC; MEMBER | — |
| [STALEY JAMES EDWARD](https://search.stillhousedata.com/person/739464) | MANAGING PARTNER; MEMBER | — |
| [REEVES WILLIAM HUNTINGTON](https://search.stillhousedata.com/person/749013) | CHIEF INVESTMENT OFFICER; MEMBER; PARTNER | — |
| [PLATT MICHAEL EDWARD](https://search.stillhousedata.com/person/749014) | CHIEF EXECUTIVE OFFICER; LIMITED PARTNER | — |
| [GOLDBERG AARON](https://search.stillhousedata.com/person/754983) | CHIEF FINANCIAL OFFICER | — |
| [GERLITZ KEVIN PETER](https://search.stillhousedata.com/person/755044) | CHIEF FINANCIAL OFFICER | — |
| [FELDSTEIN ANDREW TODD](https://search.stillhousedata.com/person/760545) | CHIEF EXECUTIVE OFFICER; CHIEF INVESTMENT OFFICER; CHIEF EXECUTIVE OFFICER; CO-CHIEF INVESTMENT OFFICER; MANAGING DIRECTOR (+3 more) | — |
| [SIDEROW STEPHEN MILES](https://search.stillhousedata.com/person/760546) | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER; CO-PRESIDENT (+7 more) | — |
| [SAMPERE GERY MARIUS](https://search.stillhousedata.com/person/760547) | HEAD OF CREDIT RESEARCH; MANAGING PRINCIPAL; MANAGING PRINCIPAL; HEAD OF CREDIT RESEARCH | — |
| [GERSTEIN ALAN JEFFREY](https://search.stillhousedata.com/person/760548) | MANAGING PARTNER; MANAGING PRINCIPAL; PORTFOLIO MANAGER (+2 more) | — |
| [LIBERMAN MICHAEL](https://search.stillhousedata.com/person/760549) | CHIEF OPERATING OFFICER; CO-PRESIDENT; CHIEF OPERATING OFFICER; HEAD OF ANALYTICS & TECHNOLOGY; CHIEF TECHNOLOGY OFFICER; HEAD OF QUANTITATIVE STRATEGY (+6 more) | — |
| [PAPPAS THOMAS](https://search.stillhousedata.com/person/779150) | CHIEF EXECUTIVE OFFICER OF BLUE MOUNTAIN CAPITAL PARTNERS (LONDON) LLP; CHIEF EXECUTIVE OFFICER OF BLUEMOUNTAIN (LONDON); CO-CHIEF EXECUTIVE OFFICER OF BLUE MOUNTAIN CAPITAL PARTNERS (LONDON) LLP | — |
| [COLE EDGAR ALLEN](https://search.stillhousedata.com/person/786752) | MANAGING DIRECTOR; CHIEF OPERATING OFFICER | — |
| [RUBENSTEIN DAVID ALAN](https://search.stillhousedata.com/person/790345) | CHIEF FINANCIAL OFFICER; GENERAL COUNSEL; SECRETARY; CHIEF FINANCIAL OFFICER; GENERAL COUNSEL; SECRETARY; CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER; SECRETARY (+7 more) | — |
| [MARKUS BRYCE](https://search.stillhousedata.com/person/790346) | MANAGING PARTNER; MANAGING PARTNER; CO-PRESIDENT; CHIEF FINANCIAL OFFICER; CHIEF RISK OFFICER; MANAGING PARTNER; CO-PRESIDENT; CHIEF RISK OFFICER (+5 more) | — |
| [KETCHUM STEPHEN JEROME](https://search.stillhousedata.com/person/793277) | CHIEF EXECUTIVE OFFICER; MEMBER | — |
| [MURRAY ADELE KITTREDGE](https://search.stillhousedata.com/person/795592) | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (8)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2015-07-02 | regulatory | FINANSTILSYNET, THE FINANCIAL SUPERVISORY AUTHORITY OF NORWAY (FSA), DECIDED TO IMPOSE A VIOLATION CHARGE ON SOUND POINT LUNA LLC (FORMERLY KNOWN AS ASSURED INVESTMENT MANAGEMENT LLC, AND BEFORE THAT, BLUEMOUNTAIN CAPITAL MANAGEMENT, LLC), PURSUANT TO SECTION 4-3 AND SECTION 17-4, OF THE NORWAY SECU… | Final | $24K |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/128132/brochure
- Similar advisers: https://search.stillhousedata.com/firm/128132/similar
- Related entities: https://search.stillhousedata.com/firm/128132/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/128132

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.